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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDU icon
1201
MDU Resources
MDU
$3.94B
– –
-10,520
Closed -$140K
MDYV icon
1202
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.75B
– –
-2,374
Closed -$102K
MEI icon
1203
Methode Electronics
MEI
$482M
– –
-3,768
Closed -$144K
MFC icon
1204
Manulife Financial
MFC
$73B
– –
-4,137
Closed -$82.2K
MFG icon
1205
Mizuho Financial
MFG
$134B
– –
-5,509
Closed -$22.6K
MFIC icon
1206
MidCap Financial Investment
MFIC
$760M
– –
-2,967
Closed -$76.6K
MFM
1207
Aberdeen Municipal Income Fund
MFM
$212M
– –
-500
Closed -$3.3K
MGIC
1208
DELISTED
Magic Software Enterprises
MGIC
– –
-1,000
Closed -$7.49K
MGK icon
1209
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
– –
-10,000
Closed -$154K
MGM icon
1210
MGM Resorts International
MGM
$9.64B
– –
-130
Closed -$3.43K
MHD icon
1211
BlackRock MuniHoldings Fund
MHD
$566M
– –
-9,415
Closed -$153K
MHK icon
1212
Mohawk Industries
MHK
$8.7B
– –
-290
Closed -$40.1K
MINT icon
1213
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
– –
-903
Closed -$91.6K
MITK icon
1214
Mitek Systems
MITK
$781M
– –
-600
Closed -$2K
MKC icon
1215
McCormick & Company Non-Voting
MKC
$13.4B
– –
-600
Closed -$21.5K
MKL icon
1216
Markel Group
MKL
$22.1B
– –
-41
Closed -$26.8K
MLCO icon
1217
Melco Resorts & Entertainment
MLCO
$1.78B
– –
-1,462
Closed -$52.2K
MLI icon
1218
Mueller Industries
MLI
$13.3B
– –
-44
Closed -$321
MRSH
1219
Marsh
MRSH
$83.3B
– –
-1,224
Closed -$63.4K
MMLP icon
1220
Martin Midstream Partners
MMLP
$86.5M
– –
-250
Closed -$10.3K
MMU
1221
Western Asset Managed Municipals Fund
MMU
$521M
– –
-900
Closed -$11.8K
MNST icon
1222
Monster Beverage
MNST
$87.2B
– –
-36
Closed -$200
MOO icon
1223
VanEck Agribusiness ETF
MOO
$1.16B
– –
-390
Closed -$21.5K
MORN icon
1224
Morningstar
MORN
$7.61B
– –
-251
Closed -$18K
MORT icon
1225
VanEck Mortgage REIT Income ETF
MORT
$339M
– –
-200
Closed -$5.09K
47 48
49
50 51

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.