We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYR icon
1176
iShares US Real Estate ETF
IYR
$4.67B
$236K 0.01%
2,980
+562
+23% +$47.9K
CHDN icon
1177
Churchill Downs
CHDN
$5.82B
$235K 0.01%
2,025
-2,814
-58% -$348K
STM icon
1178
STMicroelectronics
STM
$46.5B
$235K 0.01%
+5,442
New +$260K
SAR icon
1179
Saratoga Investment
SAR
$318M
$234K 0.01%
9,115
-9,895
-52% -$260K
OPP
1180
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$189M
$234K 0.01%
29,934
– –
NCA icon
1181
Nuveen California Municipal Value Fund
NCA
$297M
$234K 0.01%
28,395
– –
ATR icon
1182
AptarGroup
ATR
$8.73B
$234K 0.01%
1,869
-1,073
-36% -$132K
OKTA icon
1183
Okta
OKTA
$24.6B
$232K 0.01%
2,849
-749
-21% -$56.8K
TS icon
1184
Tenaris
TS
$28.9B
$232K 0.01%
7,348
-1,569
-18% -$50.7K
RMM
1185
RiverNorth Managed Duration Municipal Income Fund
RMM
$284M
$232K 0.01%
16,881
-12,650
-43% -$192K
PSFF icon
1186
Pacer Swan SOS Fund of Funds ETF
PSFF
$596M
$231K 0.01%
+9,560
New +$234K
LII icon
1187
Lennox International
LII
$15B
$231K 0.01%
+616
New +$222K
RGEN icon
1188
Repligen
RGEN
$8.3B
$231K 0.01%
1,450
-133
-8% -$21.7K
IYZ icon
1189
iShares US Telecommunications ETF
IYZ
$1.21B
$230K 0.01%
10,749
-3,146
-23% -$69.6K
REET icon
1190
iShares Global REIT ETF
REET
$5.14B
$230K 0.01%
10,706
+304
+3% +$6.96K
PNFP icon
1191
Pinnacle Financial Partners Inc
PNFP
$16.2B
$229K 0.01%
+3,412
New +$230K
SCHE icon
1192
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$228K 0.01%
9,535
-183
-2% -$4.53K
RWJ icon
1193
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$227K 0.01%
+6,246
New +$240K
SCMB icon
1194
Schwab Municipal Bond ETF
SCMB
$3.91B
$227K 0.01%
+9,150
New +$234K
MAA icon
1195
Mid-America Apartment Communities
MAA
$15.5B
$227K 0.01%
1,762
+189
+12% +$27.3K
NAD icon
1196
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$226K 0.01%
22,236
-2,142
-9% -$23.3K
IGIB icon
1197
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$226K 0.01%
4,650
+389
+9% +$19.4K
PWZ icon
1198
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.15B
$226K 0.01%
9,632
+32
+0.3% +$778
PJUL icon
1199
Innovator US Equity Power Buffer ETF July
PJUL
$1.26B
$226K 0.01%
6,698
– –
BOH icon
1200
Bank of Hawaii
BOH
$3.16B
$226K 0.01%
4,538
-14,446
-76% -$743K
46 47
48
49 50

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.