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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQDT icon
1176
Liquidity Services
LQDT
$1.35B
– –
-466
Closed -$7.34K
LRCX icon
1177
Lam Research
LRCX
$337B
– –
-6,150
Closed -$41.6K
LSTA icon
1178
Lisata Therapeutics
LSTA
$15.7M
– –
-24
Closed -$23.5K
LSTR icon
1179
Landstar System
LSTR
$5.81B
– –
-1,105
Closed -$70.7K
LTC
1180
LTC Properties
LTC
$2.34B
– –
-4,499
Closed -$176K
LUV icon
1181
Southwest Airlines
LUV
$19.7B
– –
-4,645
Closed -$125K
LVS icon
1182
Las Vegas Sands
LVS
$26.3B
– –
-473
Closed -$36.1K
LXP icon
1183
LXP Industrial Trust
LXP
$3.59B
– –
-563
Closed -$31K
M icon
1184
Macy's
M
$5.65B
– –
-1,060
Closed -$61.5K
MAA icon
1185
Mid-America Apartment Communities
MAA
$14.1B
– –
-610
Closed -$44.6K
MAG
1186
DELISTED
MAG Silver
MAG
– –
-5,135
Closed -$48.6K
MAIN icon
1187
Main Street Capital
MAIN
$5.33B
– –
-400
Closed -$13.2K
MAN icon
1188
ManpowerGroup
MAN
$2.68B
– –
-20
Closed -$1.71K
MAR icon
1189
Marriott International
MAR
$87.1B
– –
-457
Closed -$29.3K
MAT icon
1190
Mattel
MAT
$3.8B
– –
-2,618
Closed -$102K
MATW icon
1191
Matthews International
MATW
$629M
– –
-134
Closed -$5.57K
MATX icon
1192
Matsons
MATX
$7.02B
– –
-200
Closed -$5.37K
MAV
1193
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
– –
-1,091
Closed -$17.1K
MBB icon
1194
iShares MBS ETF
MBB
$39.1B
– –
-400
Closed -$43.3K
MBI icon
1195
MBIA
MBI
$231M
– –
-2,600
Closed -$28.7K
MCHI icon
1196
iShares MSCI China ETF
MCHI
$6.07B
– –
-250
Closed -$11.6K
MCHP icon
1197
Microchip Technology
MCHP
$38.5B
– –
-26,372
Closed -$644K
MCO icon
1198
Moody's
MCO
$80B
– –
-170
Closed -$14.9K
MDIV icon
1199
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$424M
– –
-437
Closed -$9.77K
MDT icon
1200
Medtronic
MDT
$119B
– –
-1,532
Closed -$97.7K
46 47
48
49 50

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.