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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTCC icon
1151
Key Tronic
KTCC
$25.8M
– –
-500
Closed -$5.24K
KZIA
1152
Kazia Therapeutics
KZIA
$169M
– –
-16
Closed -$11.8K
L icon
1153
Loews
L
$22.2B
– –
-156
Closed -$6.84K
LAD icon
1154
Lithia Motors
LAD
$7.07B
– –
-144
Closed -$13.6K
LAZ icon
1155
Lazard
LAZ
$3.51B
– –
-3,399
Closed -$175K
LBTYA icon
1156
Liberty Global Class A
LBTYA
$3.51B
– –
-61
Closed -$2.21K
LBTYK icon
1157
Liberty Global Class C
LBTYK
$3.38B
– –
-62
Closed -$2.12K
LDOS icon
1158
Leidos
LDOS
$16.4B
– –
-224
Closed -$8.59K
LDP icon
1159
Cohen & Steers Duration Preferred & Income Fund
LDP
$575M
– –
-1,500
Closed -$38.2K
LE icon
1160
Lands' End
LE
$303M
– –
-151
Closed -$5.08K
LEA icon
1161
Lear
LEA
$6.05B
– –
-332
Closed -$29.7K
LEE icon
1162
Lee Enterprises
LEE
$161M
– –
-60
Closed -$2.67K
LECO icon
1163
Lincoln Electric
LECO
$14B
– –
-266
Closed -$18.6K
LEG
1164
DELISTED
Leggett & Platt
LEG
– –
-1,192
Closed -$40.9K
LEN icon
1165
Lennar Class A
LEN
$19.2B
– –
-215
Closed -$8.62K
LEO
1166
BNY Mellon Strategic Municipals
LEO
$365M
– –
-1,056
Closed -$8.91K
LGND icon
1167
Ligand Pharmaceuticals
LGND
$5.68B
– –
-2,396
Closed -$93.1K
LHX icon
1168
L3Harris
LHX
$46.6B
– –
-2,088
Closed -$158K
LKQ icon
1169
LKQ Corp
LKQ
$6.03B
– –
-594
Closed -$15.9K
LNC icon
1170
Lincoln National
LNC
$8.1B
– –
-303
Closed -$15.6K
LNG icon
1171
Cheniere Energy
LNG
$55.7B
– –
-1,600
Closed -$115K
LNN icon
1172
Lindsay Corp
LNN
$1.19B
– –
-69
Closed -$5.84K
LOPE icon
1173
Grand Canyon Education
LOPE
$3.97B
– –
-12
Closed -$557
LOW icon
1174
Lowe's Companies
LOW
$109B
– –
-12,556
Closed -$603K
LPX icon
1175
Louisiana-Pacific
LPX
$4.6B
– –
-1,021
Closed -$15.3K
45 46
47
48 49

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BHWM
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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.