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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
1126
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.81B
– –
-904
Closed -$113K
JPC icon
1127
Nuveen Preferred & Income Opportunities Fund
JPC
$2.68B
– –
-1,115
Closed -$10.8K
JPI
1128
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-2,500
Closed -$58.7K
JQC icon
1129
Nuveen Credit Strategies Income Fund
JQC
$695M
– –
-2,950
Closed -$27.6K
JWN
1130
DELISTED
Nordstrom
JWN
– –
-1,180
Closed -$80.2K
KBE icon
1131
State Street SPDR S&P Bank ETF
KBE
$1.53B
– –
-3,280
Closed -$110K
KBH icon
1132
KB Home
KBH
$2.98B
– –
-350
Closed -$6.54K
KBR icon
1133
KBR
KBR
$4.63B
– –
-1,160
Closed -$27.7K
KBWP icon
1134
Invesco KBW Property & Casualty Insurance ETF
KBWP
$279M
– –
-80
Closed -$3.14K
KEX icon
1135
Kirby Corp
KEX
$7.31B
– –
-118
Closed -$13.8K
KEY icon
1136
KeyCorp
KEY
$22.4B
– –
-2,962
Closed -$42.4K
KFY icon
1137
Korn Ferry
KFY
$4.21B
– –
-13,630
Closed -$199K
KGC icon
1138
Kinross Gold
KGC
$33.8B
– –
-2,000
Closed -$8.28K
KIE icon
1139
State Street SPDR S&P Insurance ETF
KIE
$671M
– –
-333
Closed -$7.12K
KIM icon
1140
Kimco Realty
KIM
$15.1B
– –
-2,339
Closed -$53.8K
KIO
1141
KKR Income Opportunities Fund
KIO
$440M
– –
-1,350
Closed -$25.2K
KLAC icon
1142
KLA
KLAC
$221B
– –
-1,000
Closed -$7.26K
KMX icon
1143
CarMax
KMX
$8.28B
– –
-123
Closed -$6.4K
KN icon
1144
Knowles
KN
$3.03B
– –
-125
Closed -$3.84K
KNCT icon
1145
Invesco Next Gen Connectivity ETF
KNCT
$165M
– –
-350
Closed -$11.5K
KOF icon
1146
Coca-Cola Femsa
KOF
$23.6B
– –
-1,500
Closed -$170K
KOP icon
1147
Koppers
KOP
$873M
– –
-184
Closed -$7.02K
KRE icon
1148
State Street SPDR S&P Regional Banking ETF
KRE
$4.23B
– –
-3,889
Closed -$157K
KRG icon
1149
Kite Realty
KRG
$5.09B
– –
-125
Closed -$3.07K
KSS icon
1150
Kohl's
KSS
$1.89B
– –
-400
Closed -$21.1K
44 45
46
47 48

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.