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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOS icon
1101
A.O. Smith
AOS
$8.56B
$273K 0.01%
3,312
-657
-17% -$48.4K
OPP
1102
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$272K 0.01%
32,970
+3,036
+10% +$23.7K
NCV
1103
Virtus Convertible & Income Fund
NCV
$383M
$272K 0.01%
19,949
-85
-0.4% -$1.06K
KLIP icon
1104
KraneShares China Internet and Covered Call Strategy ETF
KLIP
$102M
$271K 0.01%
5,557
-831
-13% -$42.1K
LUV icon
1105
Southwest Airlines
LUV
$24.3B
$271K 0.01%
9,312
-1,444
-13% -$37.6K
ES icon
1106
Eversource Energy
ES
$27.2B
$270K 0.01%
4,375
+590
+16% +$34K
FLEX icon
1107
Flex
FLEX
$46.4B
$269K 0.01%
11,715
-625
-5% -$12.5K
NICE icon
1108
Nice
NICE
$5.61B
$268K 0.01%
1,343
-65
-5% -$11.7K
XIFR
1109
XPLR Infrastructure LP
XIFR
$1.09B
$266K 0.01%
8,763
+1,179
+16% +$30K
PMM
1110
Franklin Managed Municipal Income Trust
PMM
$267M
$265K 0.01%
43,427
-1,885
-4% -$10.6K
FLRN icon
1111
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$264K 0.01%
+8,629
New +$264K
REET icon
1112
iShares Global REIT ETF
REET
$5.11B
$264K 0.01%
10,904
+198
+2% +$4.33K
NXC
1113
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$263K 0.01%
20,564
– –
M icon
1114
Macy's
M
$6.87B
$260K 0.01%
12,821
-4,122
-24% -$59.6K
FLUX icon
1115
Flux Power
FLUX
$12M
$259K 0.01%
63,074
-1,026
-2% -$3.56K
ETW
1116
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$259K 0.01%
33,335
+2,334
+8% +$17.7K
FBIO icon
1117
Fortress Biotech
FBIO
$92.7M
$259K 0.01%
85,975
+76,328
+791% +$202K
NET icon
1118
Cloudflare
NET
$105B
$259K 0.01%
3,108
-828
-21% -$57.9K
PBR icon
1119
Petrobras
PBR
$120B
$258K 0.01%
15,608
+1,495
+11% +$22.9K
FTEC icon
1120
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
$258K 0.01%
1,795
-150
-8% -$19.9K
WCN
1121
Waste Connections
WCN
$41.2B
$258K 0.01%
1,727
-728
-30% -$100K
VAW icon
1122
Vanguard Materials ETF
VAW
$3.11B
$257K 0.01%
1,353
-9,110
-87% -$1.6M
KRNT icon
1123
Kornit Digital
KRNT
$785M
$257K 0.01%
13,413
-440
-3% -$7.63K
PMX
1124
DELISTED
PIMCO Municipal Income Fund III
PMX
$255K 0.01%
34,410
– –
HFRO
1125
Highland Opportunities and Income Fund
HFRO
$409M
$255K 0.01%
33,208
– –
43 44
45
46 47

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.