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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+15.78%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.87B
AUM Growth
-$6.46M
Cap. Flow
-$252M
Cap. Flow %
-13.48%
Top 10 Hldgs %
17.57%
Holding
1,117
New
173
Increased
263
Reduced
570
Closed
91

Top Buys

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$10.1M
2
TWLO icon
Twilio
TWLO
+$9.2M
3
DNL icon
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
+$9.06M
4
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$8.71M
5
OGIG icon
ALPS O'Shares Global Internet Giants ETF
OGIG
+$7.07M

Top Sells

Rank Stock Value
1
TTD icon
Trade Desk
TTD
+$20.8M
2
AMT icon
American Tower
AMT
+$11.8M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.7M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$9.13M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.83M

Sector Composition

Rank Sector Weight
1 Technology 17.04%
2 Consumer Discretionary 7.81%
3 Healthcare 7.61%
4 Financials 6.11%
5 Communication Services 5.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOEV
1101
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-35
Closed -$179K
SGEN
1102
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-1,261
Closed -$246K
CS
1103
DELISTED
Credit Suisse Group
CS
– –
-22,945
Closed -$233K
ABB
1104
DELISTED
ABB Ltd
ABB
– –
-56,665
Closed -$1.44M
BBBY
1105
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-10,710
Closed -$161K
STAB
1106
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
– –
-16,651
Closed -$33K
ESSCW
1107
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
– –
-82,098
Closed -$17K
SAIL
1108
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-10,202
Closed -$405K
MYJ
1109
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
– –
-15,089
Closed -$208K
GLEO.WS
1110
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
– –
-30,000
Closed -$19K
LATNW
1111
DELISTED
Union Acquisition Corp. II Warrant
LATNW
– –
-12,715
Closed -$10K
MIE
1112
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-15,690
Closed -$26K
MIK
1113
DELISTED
Michaels Stores, Inc
MIK
– –
-12,000
Closed -$116K
VER
1114
DELISTED
VEREIT, Inc.
VER
– –
-2,912
Closed -$96K
DNKN
1115
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-7,763
Closed -$607K
LVGO
1116
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-27,463
Closed -$2.32M
VSLR
1117
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-5,429
Closed -$230K
41 42 43 44
45

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B. Riley Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Advisors held 1,117 positions worth $1.87B, down 0.34% from $1.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $252M in Q4 2020, closing 91 positions and reducing 570 holdings. Its most notable exit was Fidelity Dividend ETF for Rising Rates, an estimated $6.93M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in WisdomTree Global ex-U.S. Quality Growth Fund worth $9.74M.

  • B. Riley Wealth Advisors's largest Q4 2020 buy was WisdomTree Global ex-U.S. Quality Growth Fund: 255,824 shares worth $9.74M.
  • B. Riley Wealth Advisors added most to Shopify in Q4 2020, an estimated $10.1M increase.
  • B. Riley Wealth Advisors's biggest Q4 2020 reduction was Trade Desk, cutting an estimated $20.8M.
  • B. Riley Wealth Advisors fully exited Fidelity Dividend ETF for Rising Rates in Q4 2020, selling an estimated $6.93M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.87B portfolio in Q4 2020.
  • B. Riley Wealth Advisors opened 173 new positions and closed 91 in Q4 2020.
  • B. Riley Wealth Advisors's portfolio value fell 0.34% quarter-over-quarter to $1.87B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2020, filed 4 Feb 2021.