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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
1101
iShares Russell Mid-Cap Growth ETF
IWP
$19.2B
– –
-2,322
Closed -$104K
IWV icon
1102
iShares Russell 3000 ETF
IWV
$20.2B
– –
-12
Closed -$1.39K
IWY icon
1103
iShares Russell Top 200 Growth ETF
IWY
$15.8B
– –
-500
Closed -$23.9K
IX icon
1104
ORIX
IX
$41.8B
– –
-235
Closed -$3.89K
IXC icon
1105
iShares Global Energy ETF
IXC
$2.93B
– –
-9,058
Closed -$224K
IYF icon
1106
iShares US Financials ETF
IYF
$4.27B
– –
-598
Closed -$24.9K
IYK icon
1107
iShares US Consumer Staples ETF
IYK
$1.38B
– –
-903
Closed -$29.9K
IYM icon
1108
iShares US Basic Materials ETF
IYM
$1.19B
– –
-1,181
Closed -$103K
IYR icon
1109
iShares US Real Estate ETF
IYR
$4.25B
– –
-820
Closed -$58.9K
IYT icon
1110
iShares US Transportation ETF
IYT
$2.08B
– –
-76
Closed -$2.79K
IYZ icon
1111
iShares US Telecommunications ETF
IYZ
$1.22B
– –
-11
Closed -$345
J icon
1112
Jacobs Solutions
J
$16.9B
– –
-1,643
Closed -$72.4K
JACK icon
1113
Jack in the Box
JACK
$255M
– –
-228
Closed -$13.6K
JAZZ icon
1114
Jazz Pharmaceuticals
JAZZ
$15.9B
– –
-772
Closed -$113K
JBHT icon
1115
JB Hunt Transport Services
JBHT
$22.4B
– –
-419
Closed -$30.9K
JBL icon
1116
Jabil
JBL
$31.2B
– –
-1,200
Closed -$25.1K
JCE icon
1117
Nuveen Core Equity Alpha Fund
JCE
$284M
– –
-1,524
Closed -$27.7K
JCI icon
1118
Johnson Controls International
JCI
$85.7B
– –
-2,393
Closed -$125K
JD icon
1119
JD.com
JD
$36.1B
– –
-400
Closed -$11.4K
JEF icon
1120
Jefferies Financial Group
JEF
$11B
– –
-1,005
Closed -$23.6K
JFR icon
1121
Nuveen Floating Rate Income Fund
JFR
$1.21B
– –
-1,000
Closed -$12.1K
JHX icon
1122
James Hardie Industries
JHX
$15.1B
– –
-25
Closed -$342
JLL icon
1123
Jones Lang LaSalle
JLL
$15.6B
– –
-3
Closed -$390
JLS icon
1124
Nuveen Mortgage and Income Fund
JLS
$90.2M
– –
-2,746
Closed -$67.5K
JNPR
1125
DELISTED
Juniper Networks
JNPR
– –
-982
Closed -$24.1K
43 44
45
46 47

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.