We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKR icon
1076
Baker Hughes
BKR
$60.4B
$279K 0.01%
+7,886
New +$279K
BINC icon
1077
BlackRock Flexible Income ETF
BINC
$16.1B
$278K 0.01%
+5,518
New +$280K
NYT icon
1078
New York Times
NYT
$12.2B
$278K 0.01%
6,743
+570
+9% +$24K
PERI icon
1079
Perion Network
PERI
$382M
$278K 0.01%
9,065
-393
-4% -$13.2K
PMAY icon
1080
Innovator US Equity Power Buffer ETF May
PMAY
$811M
$277K 0.01%
9,381
– –
IDU icon
1081
iShares US Utilities ETF
IDU
$1.42B
$276K 0.01%
3,724
-29
-0.8% -$2.33K
SWK icon
1082
Stanley Black & Decker
SWK
$14.8B
$276K 0.01%
3,307
-609
-16% -$56.4K
VNO icon
1083
Vornado Realty Trust
VNO
$7.51B
$276K 0.01%
+12,187
New +$269K
ONEV icon
1084
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$304M
$276K 0.01%
2,633
+616
+31% +$67.1K
ALSN icon
1085
Allison Transmission
ALSN
$9.65B
$275K 0.01%
+4,661
New +$274K
APTV icon
1086
Aptiv
APTV
$12.1B
$275K 0.01%
2,788
+88
+3% +$9.1K
HSBC icon
1087
HSBC
HSBC
$370B
$275K 0.01%
+6,960
New +$274K
PLUG icon
1088
Plug Power
PLUG
$2.9B
$275K 0.01%
36,135
+5,454
+18% +$53.3K
HES
1089
DELISTED
Hess
HES
$275K 0.01%
1,795
+155
+9% +$23.3K
ESGD icon
1090
iShares ESG Aware MSCI EAFE ETF
ESGD
$12B
$274K 0.01%
3,968
+372
+10% +$26.8K
SJM icon
1091
J.M. Smucker
SJM
$12.6B
$274K 0.01%
2,231
-130
-6% -$18.5K
APP icon
1092
Applovin
APP
$136B
$274K 0.01%
+6,850
New +$243K
RWAY icon
1093
Runway Growth Finance
RWAY
$242M
$274K 0.01%
21,345
– –
THC icon
1094
Tenet Healthcare
THC
$20.1B
$273K 0.01%
4,148
-125
-3% -$9.35K
TFSL icon
1095
TFS Financial
TFSL
$5.17B
$270K 0.01%
22,848
-255
-1% -$3.42K
FBRT
1096
Franklin BSP Realty Trust
FBRT
$643M
$270K 0.01%
19,835
+181
+0.9% +$2.52K
FTV icon
1097
Fortive
FTV
$18B
$269K 0.01%
4,814
-217
-4% -$12.5K
BTX
1098
BlackRock Technology and Private Equity Term Trust
BTX
$963M
$268K 0.01%
38,560
-1,750
-4% -$13.4K
PDEC icon
1099
Innovator US Equity Power Buffer ETF December
PDEC
$989M
$268K 0.01%
8,289
– –
HFRO
1100
Highland Opportunities and Income Fund
HFRO
$418M
$267K 0.01%
33,208
-2,000
-6% -$16.7K
42 43
44
45 46

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.