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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+15.78%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.87B
AUM Growth
-$6.46M
Cap. Flow
-$252M
Cap. Flow %
-13.48%
Top 10 Hldgs %
17.57%
Holding
1,117
New
173
Increased
263
Reduced
570
Closed
91

Top Buys

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$10.1M
2
TWLO icon
Twilio
TWLO
+$9.2M
3
DNL icon
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
+$9.06M
4
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$8.71M
5
OGIG icon
ALPS O'Shares Global Internet Giants ETF
OGIG
+$7.07M

Top Sells

Rank Stock Value
1
TTD icon
Trade Desk
TTD
+$20.8M
2
AMT icon
American Tower
AMT
+$11.8M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.7M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$9.13M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.83M

Sector Composition

Rank Sector Weight
1 Technology 17.04%
2 Consumer Discretionary 7.81%
3 Healthcare 7.61%
4 Financials 6.11%
5 Communication Services 5.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLED icon
1076
Universal Display
OLED
$3.68B
– –
-1,499
Closed -$271K
OPEN icon
1077
Opendoor
OPEN
$3.64B
– –
-32,343
Closed -$595K
PLMR icon
1078
Palomar
PLMR
$3.55B
– –
-3,051
Closed -$319K
PLYM
1079
DELISTED
Plymouth Industrial REIT
PLYM
– –
-11,005
Closed -$136K
PNNT
1080
Pennant Park Investment Corp
PNNT
$215M
– –
-18,447
Closed -$59K
PNR icon
1081
Pentair
PNR
$10.4B
– –
-5,078
Closed -$232K
PSLV icon
1082
Sprott Physical Silver Trust
PSLV
$12B
– –
-11,700
Closed -$97K
PTN
1083
Palatin Technologies
PTN
$13.7M
– –
-65
Closed -$39K
REGN icon
1084
Regeneron Pharmaceuticals
REGN
$78.5B
– –
-1,106
Closed -$651K
REZ icon
1085
iShares Residential and Multisector Real Estate ETF
REZ
$879M
– –
-34,974
Closed -$2.1M
RMD icon
1086
ResMed
RMD
$30.6B
– –
-3,999
Closed -$731K
SCI icon
1087
Service Corp International
SCI
$11.7B
– –
-4,950
Closed -$209K
SE icon
1088
Sea Limited
SE
$65.4B
– –
-1,484
Closed -$228K
SIRI icon
1089
SiriusXM
SIRI
$9.98B
– –
-1,219
Closed -$69K
SPYG icon
1090
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.9B
– –
-128,452
Closed -$6.44M
STT icon
1091
State Street
STT
$50.6B
– –
-7,327
Closed -$443K
USO icon
1092
United States Oil Fund
USO
$2.02B
– –
-7,156
Closed -$203K
VUZI icon
1093
Vuzix
VUZI
$194M
– –
-14,700
Closed -$68K
VYMI icon
1094
Vanguard International High Dividend Yield ETF
VYMI
$20.6B
– –
-42,695
Closed -$2.22M
WFC.PRL icon
1095
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
– –
-179
Closed -$241K
WHR icon
1096
Whirlpool
WHR
$2.43B
– –
-1,318
Closed -$243K
WPM icon
1097
Wheaton Precious Metals
WPM
$49.5B
– –
-5,945
Closed -$292K
GTM
1098
ZoomInfo Technologies
GTM
$973M
– –
-4,800
Closed -$207K
ZTO icon
1099
ZTO Express
ZTO
$18.3B
– –
-14,978
Closed -$499K
FSR
1100
DELISTED
Fisker Inc.
FSR
– –
-36,100
Closed -$521K
41 42 43
44
45

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B. Riley Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Advisors held 1,117 positions worth $1.87B, down 0.34% from $1.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $252M in Q4 2020, closing 91 positions and reducing 570 holdings. Its most notable exit was Fidelity Dividend ETF for Rising Rates, an estimated $6.93M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in WisdomTree Global ex-U.S. Quality Growth Fund worth $9.74M.

  • B. Riley Wealth Advisors's largest Q4 2020 buy was WisdomTree Global ex-U.S. Quality Growth Fund: 255,824 shares worth $9.74M.
  • B. Riley Wealth Advisors added most to Shopify in Q4 2020, an estimated $10.1M increase.
  • B. Riley Wealth Advisors's biggest Q4 2020 reduction was Trade Desk, cutting an estimated $20.8M.
  • B. Riley Wealth Advisors fully exited Fidelity Dividend ETF for Rising Rates in Q4 2020, selling an estimated $6.93M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.87B portfolio in Q4 2020.
  • B. Riley Wealth Advisors opened 173 new positions and closed 91 in Q4 2020.
  • B. Riley Wealth Advisors's portfolio value fell 0.34% quarter-over-quarter to $1.87B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2020, filed 4 Feb 2021.