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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMNN icon
1076
Imunon
IMNN
$7.74M
– –
-1
Closed -$7.32K
IMO icon
1077
Imperial Oil
IMO
$63B
– –
-2,250
Closed -$118K
INCY icon
1078
Incyte
INCY
$25.9B
– –
-18,000
Closed -$508K
ING icon
1079
ING
ING
$105B
– –
-500
Closed -$7.01K
INGR icon
1080
Ingredion
INGR
$6.24B
– –
-325
Closed -$24.4K
INO icon
1081
Inovio Pharmaceuticals
INO
$125M
– –
-21
Closed -$2.7K
INTU icon
1082
Intuit
INTU
$83.7B
– –
-560
Closed -$45.1K
IPGP icon
1083
IPG Photonics
IPGP
$3.24B
– –
-41
Closed -$2.79K
IRBT
1084
DELISTED
iRobot
IRBT
– –
-250
Closed -$10.2K
IRM icon
1085
Iron Mountain
IRM
$33.9B
– –
-274
Closed -$8.96K
ISCB icon
1086
iShares Morningstar Small-Cap ETF
ISCB
$277M
– –
-752
Closed -$25.8K
ISD
1087
PGIM High Yield Bond Fund
ISD
$398M
– –
-1,500
Closed -$27K
ISRG icon
1088
Intuitive Surgical
ISRG
$135B
– –
-9
Closed -$305
IT icon
1089
Gartner
IT
$11.9B
– –
-82
Closed -$5.78K
ITB icon
1090
iShares US Home Construction ETF
ITB
$2.13B
– –
-800
Closed -$19.8K
ITGR icon
1091
Integer Holdings
ITGR
$4.29B
– –
-347
Closed -$15.5K
ITT icon
1092
ITT
ITT
$18.1B
– –
-517
Closed -$24.9K
ITRN icon
1093
Ituran Location and Control
ITRN
$1.04B
– –
-3,295
Closed -$80.2K
IUSG icon
1094
iShares Core S&P US Growth ETF
IUSG
$33.2B
– –
-484
Closed -$18K
IVR icon
1095
Invesco Mortgage Capital
IVR
$713M
– –
-498
Closed -$86.4K
IVZ icon
1096
Invesco
IVZ
$13.3B
– –
-2,440
Closed -$92.1K
IWB icon
1097
iShares Russell 1000 ETF
IWB
$48.7B
– –
-267
Closed -$29.4K
IWC icon
1098
iShares Micro-Cap ETF
IWC
$1.43B
– –
-54
Closed -$4.11K
IWN icon
1099
iShares Russell 2000 Value ETF
IWN
$14.1B
– –
-1,748
Closed -$181K
IWO icon
1100
iShares Russell 2000 Growth ETF
IWO
$14.2B
– –
-400
Closed -$55.4K
42 43
44
45 46

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.