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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$3.05B
AUM Growth
-$545M
Cap. Flow
-$601M
Cap. Flow %
-19.69%
Top 10 Hldgs %
24.06%
Holding
1,323
New
60
Increased
249
Reduced
771
Closed
187

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.15M
2
RDVI icon
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
+$7M
3
LRCX icon
Lam Research
LRCX
+$6.59M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$5.79M
5
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.36M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.7M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.6M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$22M
4
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$21.5M
5
AAPL icon
Apple
AAPL
+$17.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.45%
2 Technology 20.48%
3 Consumer Discretionary 6.32%
4 Financials 6.24%
5 Healthcare 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSX icon
1051
Diana Shipping
DSX
$372M
$176K 0.01%
90,000
– –
ALT icon
1052
Altimmune
ALT
$630M
$176K 0.01%
24,454
+1,000
+4% +$7.64K
WU icon
1053
Western Union
WU
$2.04B
$169K 0.01%
15,977
-1,013
-6% -$11.2K
RDW icon
1054
Redwire
RDW
$2.7B
$165K 0.01%
10,000
– –
RC
1055
Ready Capital
RC
$261M
$162K 0.01%
22,893
+12,000
+110% +$86.2K
TEI
1056
Templeton Emerging Markets Income Fund
TEI
$304M
$161K 0.01%
31,336
+817
+3% +$4.46K
PDO
1057
PIMCO Dynamic Income Opportunities Fund
PDO
$1.74B
$161K 0.01%
11,718
-18,271
-61% -$250K
NWG icon
1058
NatWest
NWG
$73.9B
$160K 0.01%
15,708
+442
+3% +$4.38K
FTRI icon
1059
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$125M
$157K 0.01%
13,039
+8
+0.1% +$104
HPS
1060
John Hancock Preferred Income Fund III
HPS
$414M
$156K 0.01%
10,391
+165
+2% +$2.63K
GGN
1061
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$842M
$155K 0.01%
41,154
-8,382
-17% -$35.1K
THW
1062
abrdn World Healthcare Fund
THW
$538M
$155K 0.01%
13,931
-284
-2% -$3.46K
PMF
1063
DELISTED
PIMCO Municipal Income Fund
PMF
$155K 0.01%
17,160
– –
VVR icon
1064
Invesco Senior Income Trust
VVR
$446M
$154K 0.01%
+38,893
New +$153K
SSRM icon
1065
SSR Mining
SSRM
$7.18B
$153K 0.01%
22,000
+2,000
+10% +$12.4K
ARDC
1066
Are Dynamic Credit Allocation Fund
ARDC
$288M
$152K 0.01%
10,072
– –
ECC
1067
Eagle Point Credit Company
ECC
$485M
$152K 0.01%
17,061
+2,463
+17% +$23.1K
RITM icon
1068
Rithm Capital
RITM
$5.29B
$151K ﹤0.01%
13,613
-3,923
-22% -$42.5K
FRA icon
1069
BlackRock Floating Rate Income Strategies Fund
FRA
$375M
$151K ﹤0.01%
10,960
-378
-3% -$5.26K
TAK icon
1070
Takeda Pharmaceutical
TAK
$59.5B
$150K ﹤0.01%
11,304
-131
-1% -$1.8K
TMCI icon
1071
Treace Medical Concepts
TMCI
$297M
$149K ﹤0.01%
20,000
– –
HFRO
1072
Highland Opportunities and Income Fund
HFRO
$389M
$146K ﹤0.01%
28,213
-325
-1% -$1.84K
BBVA icon
1073
Banco Bilbao Vizcaya Argentaria
BBVA
$155B
$146K ﹤0.01%
14,972
-14,358
-49% -$142K
EXG icon
1074
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$145K ﹤0.01%
17,808
-70,769
-80% -$598K
IOVA icon
1075
Iovance Biotherapeutics
IOVA
$4.47B
$144K ﹤0.01%
19,442
+5,500
+39% +$51K
41 42
43
44 45

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B. Riley Wealth Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, B. Riley Wealth Advisors held 1,323 positions worth $3.05B, down 15% from $3.6B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

B. Riley Wealth Advisors withdrew a net $601M in Q4 2024, closing 187 positions and reducing 771 holdings. Its most notable exit was NYLIM Merger Arbitrage ETF, an estimated $6.44M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 41% of assets, down from 45% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in Lam Research worth $6.3M.

  • B. Riley Wealth Advisors's largest Q4 2024 buy was Lam Research: 86,896 shares worth $6.3M.
  • B. Riley Wealth Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $8.15M increase.
  • B. Riley Wealth Advisors's biggest Q4 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.7M.
  • B. Riley Wealth Advisors fully exited NYLIM Merger Arbitrage ETF in Q4 2024, selling an estimated $6.44M.
  • B. Riley Wealth Advisors's ten largest holdings make up 24% of its $3.05B portfolio in Q4 2024.
  • B. Riley Wealth Advisors opened 60 new positions and closed 187 in Q4 2024.
  • B. Riley Wealth Advisors's portfolio value fell 15% quarter-over-quarter to $3.05B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2024, filed 25 Feb 2025.