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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCV icon
1051
iShares Morningstar Value ETF
ILCV
$1.34B
$291K 0.01%
4,455
-100
-2% -$6.72K
AGNC icon
1052
AGNC Investment
AGNC
$12.4B
$290K 0.01%
30,297
-16,181
-35% -$160K
BUI icon
1053
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$725M
$288K 0.01%
14,524
-2,600
-15% -$56.7K
DBEF icon
1054
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.21B
$288K 0.01%
8,251
-950
-10% -$33.4K
NBTB icon
1055
NBT Bancorp
NBTB
$2.74B
$287K 0.01%
9,058
– –
LAMR icon
1056
Lamar Advertising Co
LAMR
$16.2B
$286K 0.01%
3,428
-153
-4% -$14K
SPYV icon
1057
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.4B
$286K 0.01%
6,920
-2,182
-24% -$94.5K
WHR icon
1058
Whirlpool
WHR
$2.43B
$285K 0.01%
2,133
-91
-4% -$12.9K
USO icon
1059
United States Oil Fund
USO
$1.91B
$285K 0.01%
3,525
-1,208
-26% -$89K
FEM icon
1060
First Trust Emerging Markets AlphaDEX Fund
FEM
$747M
$285K 0.01%
13,653
+3,649
+36% +$79.6K
FEZ icon
1061
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.46B
$285K 0.01%
6,773
-177
-3% -$7.91K
VVR icon
1062
Invesco Senior Income Trust
VVR
$457M
$284K 0.01%
72,535
-1,250
-2% -$4.85K
DLO icon
1063
dLocal
DLO
$4.44B
$284K 0.01%
+14,826
New +$252K
BAR icon
1064
GraniteShares Gold Shares
BAR
$1.36B
$284K 0.01%
15,522
– –
AME icon
1065
Ametek
AME
$55.4B
$284K 0.01%
1,919
+85
+5% +$13.3K
RF icon
1066
Regions Financial
RF
$26.4B
$283K 0.01%
16,241
-2,952
-15% -$55.9K
WTS icon
1067
Watts Water Technologies
WTS
$11.5B
$283K 0.01%
1,636
+396
+32% +$72.4K
SILV
1068
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$282K 0.01%
63,990
– –
GLDI icon
1069
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$31.1M
$281K 0.01%
2,100
+200
+11% +$28K
PAUG icon
1070
Innovator US Equity Power Buffer ETF August
PAUG
$859M
$281K 0.01%
+9,036
New +$286K
CRVL icon
1071
CorVel
CRVL
$3.06B
$280K 0.01%
4,278
+624
+17% +$43K
RBC icon
1072
RBC Bearings
RBC
$17.4B
$280K 0.01%
+1,195
New +$271K
AAON icon
1073
Aaon
AAON
$7.3B
$279K 0.01%
4,913
-5,379
-52% -$342K
JHEM icon
1074
John Hancock Multifactor Emerging Markets ETF
JHEM
$996M
$279K 0.01%
11,763
-17,054
-59% -$419K
PGX icon
1075
Invesco Preferred ETF
PGX
$3.8B
$279K 0.01%
25,470
-3,399
-12% -$38K
41 42
43
44 45

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LPU
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P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.