We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDXX icon
1051
Idexx Laboratories
IDXX
$40.2B
– –
-238
Closed -$15.9K
IEF icon
1052
iShares 7-10 Year Treasury Bond ETF
IEF
$41.6B
– –
-41,990
Closed -$2.28M
IEFA icon
1053
iShares Core MSCI EAFE ETF
IEFA
$194B
– –
-200
Closed -$12.4K
IEI icon
1054
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
– –
-555
Closed -$67.6K
IEMG icon
1055
iShares Core MSCI Emerging Markets ETF
IEMG
$161B
– –
-168
Closed -$8.69K
IEX icon
1056
IDEX
IEX
$16.4B
– –
-790
Closed -$63.8K
IEZ icon
1057
iShares US Oil Equipment & Services ETF
IEZ
$362M
– –
-250
Closed -$19.4K
IFN
1058
Aberdeen India Fund
IFN
$474M
– –
-289
Closed -$7.33K
IGA
1059
Voya Global Advantage and Premium Opportunity Fund
IGA
$163M
– –
-5,843
Closed -$72K
IGC icon
1060
IGC Pharma
IGC
$27.6M
– –
-225
Closed -$320
IGE icon
1061
iShares North American Natural Resources ETF
IGE
$792M
– –
-255
Closed -$12.8K
IGF icon
1062
iShares Global Infrastructure ETF
IGF
$10.3B
– –
-3,378
Closed -$150K
IGIB icon
1063
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
– –
-2,002
Closed -$110K
IGPT icon
1064
Invesco AI and Next Gen Software ETF
IGPT
$1.28B
– –
-2,550
Closed -$31.2K
IGSB icon
1065
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.5B
– –
-11,164
Closed -$295K
BRSL
1066
Brightstar Lottery PLC
BRSL
$1.91B
– –
-3,775
Closed -$60.1K
IGV icon
1067
iShares Expanded Tech-Software Sector ETF
IGV
$13.9B
– –
-2,655
Closed -$45.7K
IHE icon
1068
iShares US Pharmaceuticals ETF
IHE
$1.63B
– –
-3,330
Closed -$150K
IHF icon
1069
iShares US Healthcare Providers ETF
IHF
$1.31B
– –
-790
Closed -$16.2K
IHI icon
1070
iShares US Medical Devices ETF
IHI
$3.26B
– –
-900
Closed -$15.3K
IJS icon
1071
iShares S&P Small-Cap 600 Value ETF
IJS
$8B
– –
-2,518
Closed -$145K
ILCG icon
1072
iShares Morningstar Growth ETF
ILCG
$3.13B
– –
-485
Closed -$10.3K
ILCV icon
1073
iShares Morningstar Value ETF
ILCV
$1.34B
– –
-3,310
Closed -$140K
ILF icon
1074
iShares Latin America 40 ETF
ILF
$3.92B
– –
-1,960
Closed -$75K
IMCB icon
1075
iShares Morningstar Mid-Cap ETF
IMCB
$1.68B
– –
-492
Closed -$17.3K
41 42
43
44 45

Similar funds

KI
Keystone Investors Singapore $1.87B AUM
TCBWMS
Texas Capital Bank Wealth Management Services Dallas, Texas $1.87B AUM 24.49% 1-Year Est. Return
LI
LMCG Investments Boston, Massachusetts $1.87B AUM 50.61% 1-Year Est. Return
RAM
Robinhood Asset Management Menlo Park, California $1.87B AUM
PA
Proem Advisors Dallas, Texas $1.87B AUM 202.8% 1-Year Est. Return
BHWM
Bar Harbor Wealth Management Concord, New Hampshire $1.86B AUM 32.07% 1-Year Est. Return
IPW
Invictus Private Wealth Denver, Colorado $1.86B AUM 25.51% 1-Year Est. Return
AP
Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.