BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $2.11B
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.08B
AUM Growth
+$18.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,069
New
Increased
Reduced
Closed

Top Buys

1
+$2.97M
2
+$2.96M
3
+$2.78M
4
DDFS
Innovator Equity Dual Directional 15 Buffer ETF - September
DDFS
+$2.26M
5
APUE icon
ActivePassive US Equity ETF
APUE
+$1.98M

Top Sells

1
+$12.5M
2
+$9.45M
3
+$6.06M
4
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.36M
5
MSFT icon
Microsoft
MSFT
+$5.08M

Sector Composition

1 Technology 23.48%
2 Financials 6.86%
3 Communication Services 5.94%
4 Consumer Discretionary 5.41%
5 Healthcare 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LULU icon
1026
lululemon athletica
LULU
$20B
– –
-1,319
MDYG icon
1027
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.51B
– –
-2,705
MPC icon
1028
Marathon Petroleum
MPC
$65.2B
– –
-2,608
ADAM
1029
Adamas Trust
ADAM
$723M
– –
-12,107
OXLC
1030
Oxford Lane Capital
OXLC
$820M
– –
-4,545
PARA
1031
DELISTED
Paramount Global Class B
PARA
– –
-45,256
PGF icon
1032
Invesco Financial Preferred ETF
PGF
$738M
– –
-22,350
PMM
1033
Putnam Managed Municipal Income
PMM
$275M
– –
-18,473
PMX
1034
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-34,285
PULS icon
1035
PGIM Ultra Short Bond ETF
PULS
$14B
– –
-5,878
PVAL icon
1036
Putnam Focused Large Cap Value ETF
PVAL
$8.34B
– –
0
QAI icon
1037
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$774M
– –
-6,775
RCL icon
1038
Royal Caribbean
RCL
$75.2B
– –
-687
RFG icon
1039
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$305M
– –
-16,204
ROP icon
1040
Roper Technologies
ROP
$37.8B
– –
-397
RPM icon
1041
RPM International
RPM
$13.1B
– –
-2,790
SCCO icon
1042
Southern Copper
SCCO
$153B
– –
-2,034
SCHB icon
1043
Schwab US Broad Market ETF
SCHB
$37.8B
– –
-9,256
SCHV icon
1044
Schwab US Large-Cap Value ETF
SCHV
$15.1B
– –
-42,565
SEIX icon
1045
Virtus SEIX Senior Loan ETF
SEIX
$235M
– –
-23,410
SLQD icon
1046
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
– –
-6,419
SPCE icon
1047
Virgin Galactic
SPCE
$184M
– –
-5,207
STWD icon
1048
Starwood Property Trust
STWD
$6.65B
– –
-16,581
TFSL icon
1049
TFS Financial
TFSL
$3.9B
– –
-17,867
TRI icon
1050
Thomson Reuters
TRI
$49.6B
– –
-1,079
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