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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPA icon
1026
Invesco Aerospace & Defense ETF
PPA
$8.48B
$306K 0.01%
3,838
-74
-2% -$6.18K
MEDP icon
1027
Medpace
MEDP
$16B
$306K 0.01%
1,265
+10
+0.8% +$2.56K
BJ icon
1028
BJs Wholesale Club
BJ
$12.4B
$305K 0.01%
4,273
+1,050
+33% +$70.6K
CNC icon
1029
Centene
CNC
$31.5B
$305K 0.01%
4,427
-318
-7% -$21.2K
COCO icon
1030
Vita Coco
COCO
$3.67B
$305K 0.01%
+11,710
New +$313K
CROX icon
1031
Crocs
CROX
$6.47B
$305K 0.01%
3,456
-2,109
-38% -$217K
COR icon
1032
Cencora
COR
$60B
$305K 0.01%
1,692
+559
+49% +$103K
CQP icon
1033
Cheniere Energy
CQP
$32.4B
$304K 0.01%
5,609
+244
+5% +$12.5K
SHM icon
1034
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$304K 0.01%
6,571
+906
+16% +$42.4K
REGL icon
1035
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.8B
$303K 0.01%
4,541
-825
-15% -$57.8K
IQLT icon
1036
iShares MSCI Intl Quality Factor ETF
IQLT
$13.9B
$303K 0.01%
9,015
+350
+4% +$12.3K
BRW
1037
Saba Capital Income & Opportunities Fund
BRW
$337M
$302K 0.01%
39,344
+7,830
+25% +$61.2K
FPF
1038
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$302K 0.01%
20,235
+1,842
+10% +$28.1K
SCHH icon
1039
Schwab US REIT ETF
SCHH
$11.5B
$301K 0.01%
16,962
+1,408
+9% +$27.1K
SLVO icon
1040
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.3M
$300K 0.01%
4,296
-1,000
-19% -$74.6K
PBI icon
1041
Pitney Bowes
PBI
$2.48B
$299K 0.01%
98,956
-5,903
-6% -$20.2K
PMAR icon
1042
Innovator US Equity Power Buffer ETF March
PMAR
$767M
$298K 0.01%
8,887
-200
-2% -$6.78K
NWL icon
1043
Newell Brands
NWL
$2.71B
$296K 0.01%
32,813
+21,329
+186% +$212K
SQQQ icon
1044
ProShares UltraPro Short QQQ
SQQQ
$1.89B
$296K 0.01%
578
+16
+3% +$7.5K
IUSG icon
1045
iShares Core S&P US Growth ETF
IUSG
$32.7B
$295K 0.01%
3,097
-130
-4% -$12.8K
IYT icon
1046
iShares US Transportation ETF
IYT
$2.26B
$294K 0.01%
5,012
-372
-7% -$23.3K
CBRE icon
1047
CBRE Group
CBRE
$43B
$293K 0.01%
3,969
+1,225
+45% +$102K
SPEM icon
1048
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.3B
$293K 0.01%
8,732
+1,301
+18% +$45K
BHP icon
1049
BHP
BHP
$212B
$291K 0.01%
5,120
-13,603
-73% -$795K
LUV icon
1050
Southwest Airlines
LUV
$23B
$291K 0.01%
10,756
-4,136
-28% -$135K
40 41
42
43 44

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.