BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $2.11B
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.08B
AUM Growth
+$18.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,069
New
Increased
Reduced
Closed

Top Buys

1
+$2.97M
2
+$2.96M
3
+$2.78M
4
DDFS
Innovator Equity Dual Directional 15 Buffer ETF - September
DDFS
+$2.26M
5
APUE icon
ActivePassive US Equity ETF
APUE
+$1.98M

Top Sells

1
+$12.5M
2
+$9.45M
3
+$6.06M
4
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.36M
5
MSFT icon
Microsoft
MSFT
+$5.08M

Sector Composition

1 Technology 23.48%
2 Financials 6.86%
3 Communication Services 5.94%
4 Consumer Discretionary 5.41%
5 Healthcare 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDX icon
1001
Schwab Fundamental US Large Company Index ETF
FNDX
$23.8B
– –
-8,220
FTLS icon
1002
First Trust Long/Short Equity ETF
FTLS
$2.15B
– –
-28,218
FXE icon
1003
Invesco CurrencyShares Euro Currency Trust
FXE
$460M
– –
-3,210
FXH icon
1004
First Trust Health Care AlphaDEX Fund
FXH
$882M
– –
-2,857
FXL icon
1005
First Trust Technology AlphaDEX Fund
FXL
$1.33B
– –
-2,122
GDV icon
1006
Gabelli Dividend & Income Trust
GDV
$2.5B
– –
-9,836
XRN
1007
Chiron Real Estate Inc.
XRN
$479M
– –
-2,242
GPC icon
1008
Genuine Parts
GPC
$16.1B
– –
-2,460
GPMT
1009
Granite Point Mortgage Trust
GPMT
$83.2M
– –
-11,535
HLT icon
1010
Hilton Worldwide
HLT
$70.5B
– –
-950
HUM icon
1011
Humana
HUM
$21.8B
– –
-821
IAK icon
1012
iShares US Insurance ETF
IAK
$416M
– –
-1,652
IDLV icon
1013
Invesco S&P International Developed Low Volatility ETF
IDLV
$329M
– –
-41,508
IJT icon
1014
iShares S&P Small-Cap 600 Growth ETF
IJT
$6.53B
– –
-1,683
INDA icon
1015
iShares MSCI India ETF
INDA
$8.86B
– –
-12,351
ITT icon
1016
ITT
ITT
$16.4B
– –
-2,371
IYC icon
1017
iShares US Consumer Discretionary ETF
IYC
$1.3B
– –
-3,264
IYE icon
1018
iShares US Energy ETF
IYE
$1.46B
– –
-5,006
IYH icon
1019
iShares US Healthcare ETF
IYH
$3.22B
– –
-4,674
JBLU icon
1020
JetBlue
JBLU
$1.69B
– –
-41,385
JMHI icon
1021
JPMorgan High Yield Municipal ETF
JMHI
$255M
– –
-8,839
KNG icon
1022
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.46B
– –
-4,120
LAMR icon
1023
Lamar Advertising Co
LAMR
$14B
– –
-1,939
LCID icon
1024
Lucid Motors
LCID
$3.22B
– –
-5,161
LNTH icon
1025
Lantheus
LNTH
$5.06B
– –
-3,070
39 40
41
42 43