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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
1001
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$323K 0.01%
18,801
+2,372
+14% +$42.2K
PML
1002
PIMCO Municipal Income Fund II
PML
$485M
$323K 0.01%
+21,688
New +$326K
PNR icon
1003
Pentair
PNR
$10.7B
$321K 0.01%
4,400
+17
+0.4% +$1.27K
DGRW icon
1004
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.9B
$320K 0.01%
5,432
+113
+2% +$6.92K
ENTG icon
1005
Entegris
ENTG
$19B
$320K 0.01%
2,540
-4,969
-66% -$599K
XLRE icon
1006
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
$320K 0.01%
7,188
+807
+13% +$37.5K
INDI icon
1007
indie Semiconductor
INDI
$723M
$319K 0.01%
25,875
+15,500
+149% +$151K
TREX icon
1008
Trex
TREX
$4.69B
$318K 0.01%
3,118
+100
+3% +$10.5K
ETV
1009
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$317K 0.01%
19,806
-3,377
-15% -$55.6K
SF
1010
Stifel
SF
$12.7B
$317K 0.01%
+6,983
New +$311K
SMDV icon
1011
ProShares Russell 2000 Dividend Growers ETF
SMDV
$704M
$317K 0.01%
5,135
+1
+0% +$63
VMEO
1012
DELISTED
Vimeo
VMEO
$317K 0.01%
10,691
+1,653
+18% +$65.2K
BMRN icon
1013
BioMarin Pharmaceuticals
BMRN
$11.6B
$316K 0.01%
4,005
-307
-7% -$24.2K
MLPA icon
1014
Global X MLP ETF
MLPA
$2.28B
$315K 0.01%
8,924
– –
TIPZ icon
1015
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.3M
$315K 0.01%
+4,784
New +$317K
SBNY
1016
DELISTED
Signature Bank
SBNY
$315K 0.01%
1,156
+200
+21% +$50.2K
FFEB icon
1017
FT Vest US Equity Buffer ETF February
FFEB
$1.4B
$313K 0.01%
8,517
+2,560
+43% +$94.6K
BRG
1018
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$312K 0.01%
24,471
+6,987
+40% +$81K
BOXL icon
1019
Boxlight
BOXL
$2.15M
$311K 0.01%
96
-3
-3% -$9.61K
SWAN icon
1020
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$159M
$311K 0.01%
+9,065
New +$320K
QDEF icon
1021
FlexShares Quality Dividend Defensive Index Fund
QDEF
$549M
$310K 0.01%
5,830
+18
+0.3% +$991
SMG icon
1022
ScottsMiracle-Gro
SMG
$4.01B
$310K 0.01%
2,113
-4,008
-65% -$657K
DDOG icon
1023
Datadog
DDOG
$97.8B
$309K 0.01%
2,185
+15
+0.7% +$1.89K
XEC
1024
DELISTED
CIMAREX ENERGY CO
XEC
$309K 0.01%
+3,539
New +$246K
BST icon
1025
BlackRock Science and Technology Trust
BST
$1.66B
$308K 0.01%
5,898
+1,724
+41% +$93.2K
39 40
41
42 43

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.