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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+15.78%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.87B
AUM Growth
-$6.46M
Cap. Flow
-$252M
Cap. Flow %
-13.48%
Top 10 Hldgs %
17.57%
Holding
1,117
New
173
Increased
263
Reduced
570
Closed
91

Top Buys

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$10.1M
2
TWLO icon
Twilio
TWLO
+$9.2M
3
DNL icon
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
+$9.06M
4
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$8.71M
5
OGIG icon
ALPS O'Shares Global Internet Giants ETF
OGIG
+$7.07M

Top Sells

Rank Stock Value
1
TTD icon
Trade Desk
TTD
+$20.8M
2
AMT icon
American Tower
AMT
+$11.8M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.7M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$9.13M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.83M

Sector Composition

Rank Sector Weight
1 Technology 17.04%
2 Consumer Discretionary 7.81%
3 Healthcare 7.61%
4 Financials 6.11%
5 Communication Services 5.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLYA
1001
DELISTED
Playa Hotels & Resorts
PLYA
$83K ﹤0.01%
+13,895
New +$64.5K
VXX icon
1002
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$154M
$83K ﹤0.01%
+347
New +$451K
CLIR icon
1003
ClearSign Technologies
CLIR
$24.3M
$79K ﹤0.01%
2,665
– –
AMRS
1004
DELISTED
Amyris Inc.
AMRS
$73K ﹤0.01%
11,800
+1,500
+15% +$4.8K
MAPSW
1005
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$72K ﹤0.01%
+21,800
New +$28.8K
ATAXZ
1006
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$72K ﹤0.01%
16,854
-11
-0.1% -$47
GOEVW
1007
DELISTED
Canoo Inc. Warrant
GOEVW
$71K ﹤0.01%
+19,500
New +$53.1K
PHK
1008
PIMCO High Income Fund
PHK
$867M
$64K ﹤0.01%
+10,417
New +$59.3K
ENIC icon
1009
Enel Chile
ENIC
$6.14B
$63K ﹤0.01%
16,015
-14,546
-48% -$52K
FREEW
1010
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$63K ﹤0.01%
+45,200
New +$47.4K
DBRG icon
1011
DigitalBridge
DBRG
$2.93B
$58K ﹤0.01%
+2,975
New +$47.6K
RIG icon
1012
Transocean
RIG
$5.89B
$57K ﹤0.01%
24,430
-11,101
-31% -$16.3K
CGROW
1013
DELISTED
Collective Growth Corporation Warrant
CGROW
$57K ﹤0.01%
+14,600
New +$24.4K
FAX
1014
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$49K ﹤0.01%
+1,828
New +$45.2K
TRITW
1015
DELISTED
Triterras, Inc. Warrant
TRITW
$46K ﹤0.01%
+20,500
New +$55.2K
EGIO
1016
DELISTED
Edgio, Inc. Common Stock
EGIO
$45K ﹤0.01%
278
-12
-4% -$2.19K
ASAP
1017
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$42K ﹤0.01%
+750
New +$48.3K
IBIO icon
1018
iBio
IBIO
$69.5M
$38K ﹤0.01%
71
+3
+4% +$2.44K
SAN icon
1019
Banco Santander
SAN
$201B
$32K ﹤0.01%
10,102
-6,510
-39% -$16.5K
ALJJ
1020
DELISTED
ALJ Regional Holdings Inc
ALJJ
$24K ﹤0.01%
21,044
+6,000
+40% +$6.35K
NDRA icon
1021
ENDRA Life Sciences
NDRA
$5.97M
$23K ﹤0.01%
1
– –
DMK
1022
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$19K ﹤0.01%
536
-21
-4% -$934
COCP icon
1023
Cocrystal Pharma
COCP
$11.3M
$18K ﹤0.01%
1,061
– –
GPL
1024
DELISTED
Great Panther Mining Limited
GPL
$12K ﹤0.01%
1,300
– –
BMY.RT
1025
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$9K ﹤0.01%
12,061
-4,160
-26% -$8.86K
39 40
41
42 43

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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Advisors held 1,117 positions worth $1.87B, down 0.34% from $1.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $252M in Q4 2020, closing 91 positions and reducing 570 holdings. Its most notable exit was Fidelity Dividend ETF for Rising Rates, an estimated $6.93M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in WisdomTree Global ex-U.S. Quality Growth Fund worth $9.74M.

  • B. Riley Wealth Advisors's largest Q4 2020 buy was WisdomTree Global ex-U.S. Quality Growth Fund: 255,824 shares worth $9.74M.
  • B. Riley Wealth Advisors added most to Shopify in Q4 2020, an estimated $10.1M increase.
  • B. Riley Wealth Advisors's biggest Q4 2020 reduction was Trade Desk, cutting an estimated $20.8M.
  • B. Riley Wealth Advisors fully exited Fidelity Dividend ETF for Rising Rates in Q4 2020, selling an estimated $6.93M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.87B portfolio in Q4 2020.
  • B. Riley Wealth Advisors opened 173 new positions and closed 91 in Q4 2020.
  • B. Riley Wealth Advisors's portfolio value fell 0.34% quarter-over-quarter to $1.87B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2020, filed 4 Feb 2021.