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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HII icon
1001
Huntington Ingalls Industries
HII
$10.9B
– –
-153
Closed -$14.5K
HIMX
1002
Himax Technologies
HIMX
$2.41B
– –
-2,550
Closed -$17.5K
HIO
1003
Western Asset High Income Opportunity Fund
HIO
$326M
– –
-4,311
Closed -$26.3K
HIX
1004
Western Asset High Income Fund II
HIX
$338M
– –
-5,542
Closed -$52.3K
HLF icon
1005
Herbalife
HLF
$1.26B
– –
-10
Closed -$306
HLT icon
1006
Hilton Worldwide
HLT
$68.8B
– –
-1,067
Closed -$74.6K
HOS
1007
Hornbeck Offshore Services, Inc.
HOS
$2.81B
– –
-14
Closed -$371
HMC icon
1008
Honda
HMC
$42.3B
– –
-5,667
Closed -$198K
HMY icon
1009
Harmony Gold Mining
HMY
$12.5B
– –
-5,500
Closed -$16.3K
HNW
1010
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-418
Closed -$8.83K
HOFT icon
1011
Hooker Furnishings Corp
HOFT
$140M
– –
-500
Closed -$8.07K
HOG icon
1012
Harley-Davidson
HOG
$2.75B
– –
-2,790
Closed -$195K
HOLX
1013
DELISTED
Hologic
HOLX
– –
-2,400
Closed -$60.8K
HOMB icon
1014
Home BancShares
HOMB
$6B
– –
-16
Closed -$252
HOUS
1015
DELISTED
Anywhere Real Estate
HOUS
– –
-125
Closed -$4.71K
HPS
1016
John Hancock Preferred Income Fund III
HPS
$419M
– –
-4,146
Closed -$74.3K
HPQ icon
1017
HP
HPQ
$30.9B
– –
-17,869
Closed -$273K
HQH
1018
abrdn Healthcare Investors
HQH
$1.24B
– –
-41
Closed -$1.05K
HRI icon
1019
Herc Holdings
HRI
$4.73B
– –
-2,258
Closed -$190K
HRB icon
1020
H&R Block
HRB
$5.49B
– –
-516
Closed -$17.3K
HRTX icon
1021
Heron Therapeutics
HRTX
$59.7M
– –
-1,077
Closed -$13.3K
HRZN icon
1022
Horizon Technology Finance
HRZN
$316M
– –
-7,245
Closed -$106K
HSIC icon
1023
Henry Schein
HSIC
$9.58B
– –
-571
Closed -$26.6K
HST icon
1024
Host Hotels & Resorts
HST
$15.1B
– –
-5,588
Closed -$123K
HSY icon
1025
Hershey
HSY
$34.1B
– –
-4,217
Closed -$210K
39 40
41
42 43

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.