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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+15.78%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.87B
AUM Growth
-$6.46M
Cap. Flow
-$252M
Cap. Flow %
-13.48%
Top 10 Hldgs %
17.57%
Holding
1,117
New
173
Increased
263
Reduced
570
Closed
91

Top Buys

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$10.1M
2
TWLO icon
Twilio
TWLO
+$9.2M
3
DNL icon
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
+$9.06M
4
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$8.71M
5
OGIG icon
ALPS O'Shares Global Internet Giants ETF
OGIG
+$7.07M

Top Sells

Rank Stock Value
1
TTD icon
Trade Desk
TTD
+$20.8M
2
AMT icon
American Tower
AMT
+$11.8M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.7M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$9.13M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.83M

Sector Composition

Rank Sector Weight
1 Technology 17.04%
2 Consumer Discretionary 7.81%
3 Healthcare 7.61%
4 Financials 6.11%
5 Communication Services 5.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHD
976
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$118K 0.01%
16,132
+805
+5% +$5.64K
NHS
977
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$118K 0.01%
+10,037
New +$114K
FLG
978
Flagstar Bank National Association
FLG
$5.93B
$117K 0.01%
3,681
-988
-21% -$27.3K
OCSI
979
DELISTED
Oaktree Strategic Income Corporation
OCSI
$117K 0.01%
15,000
– –
SKLZ.WS
980
DELISTED
Skillz Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exe
SKLZ.WS
$116K 0.01%
+15,950
New +$116K
JPS
981
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$115K 0.01%
11,735
-11
-0.1% -$101
DM.WS
982
DELISTED
Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
DM.WS
$115K 0.01%
+23,900
New +$118K
SVM
983
Silvercorp Metals
SVM
$2.07B
$106K 0.01%
15,747
-589
-4% -$4.05K
MVF
984
DELISTED
BlackRock MuniVest Fund
MVF
$105K 0.01%
+11,355
New +$101K
TMQ
985
Trilogy Metals
TMQ
$541M
$104K 0.01%
51,727
– –
IGA
986
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$103K 0.01%
11,759
+259
+2% +$2.19K
OPK icon
987
Opko Health
OPK
$985M
$101K 0.01%
25,500
+10,000
+65% +$41.8K
RITM icon
988
Rithm Capital
RITM
$5.52B
$101K 0.01%
+10,121
New +$89.5K
BCS icon
989
Barclays
BCS
$92.7B
$99K 0.01%
12,193
-2,500
-17% -$16.7K
NHLD
990
DELISTED
National Holdings Corporation
NHLD
$96K 0.01%
31,221
– –
CKPT
991
DELISTED
Checkpoint Therapeutics
CKPT
$95K 0.01%
3,550
+600
+20% +$15.2K
AWP
992
abrdn Global Premier Properties Fund
AWP
$372M
$92K ﹤0.01%
5,764
-1,413
-20% -$20.9K
GAB icon
993
Gabelli Equity Trust
GAB
$1.75B
$92K ﹤0.01%
14,918
+197
+1% +$1.14K
FPI
994
Farmland Partners
FPI
$408M
$88K ﹤0.01%
10,019
-3
-0% -$23
HOFV
995
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$86K ﹤0.01%
+3,175
New +$125K
HIE
996
DELISTED
Miller/Howard High Income Equity Fund
HIE
$86K ﹤0.01%
11,000
– –
XXII
997
22nd Century Group
XXII
$1.38M
– –
0
– –
AEF
998
abrdn Emerging Markets Equity Income Fund
AEF
$356M
$84K ﹤0.01%
+10,203
New +$74.6K
AIOT
999
PowerFleet Inc
AIOT
$526M
$84K ﹤0.01%
+11,250
New +$75.3K
EDF
1000
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
$83K ﹤0.01%
10,250
– –
38 39
40
41 42

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B. Riley Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Advisors held 1,117 positions worth $1.87B, down 0.34% from $1.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $252M in Q4 2020, closing 91 positions and reducing 570 holdings. Its most notable exit was Fidelity Dividend ETF for Rising Rates, an estimated $6.93M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in WisdomTree Global ex-U.S. Quality Growth Fund worth $9.74M.

  • B. Riley Wealth Advisors's largest Q4 2020 buy was WisdomTree Global ex-U.S. Quality Growth Fund: 255,824 shares worth $9.74M.
  • B. Riley Wealth Advisors added most to Shopify in Q4 2020, an estimated $10.1M increase.
  • B. Riley Wealth Advisors's biggest Q4 2020 reduction was Trade Desk, cutting an estimated $20.8M.
  • B. Riley Wealth Advisors fully exited Fidelity Dividend ETF for Rising Rates in Q4 2020, selling an estimated $6.93M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.87B portfolio in Q4 2020.
  • B. Riley Wealth Advisors opened 173 new positions and closed 91 in Q4 2020.
  • B. Riley Wealth Advisors's portfolio value fell 0.34% quarter-over-quarter to $1.87B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2020, filed 4 Feb 2021.