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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.94%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$379M
Cap. Flow
+$278M
Cap. Flow %
14.82%
Top 10 Hldgs %
17.64%
Holding
998
New
136
Increased
593
Reduced
193
Closed
53

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$9.42M
2
AMT icon
American Tower
AMT
+$8.96M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.7M
4
BABA icon
Alibaba
BABA
+$8.61M
5
LRCX icon
Lam Research
LRCX
+$6.72M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.7M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$6.45M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.85M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Healthcare 7.8%
3 Consumer Discretionary 7.47%
4 Communication Services 5.95%
5 Financials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNR icon
976
RenaissanceRe
RNR
$13.4B
– –
-1,239
Closed -$212K
RSPU icon
977
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$541M
– –
-6,904
Closed -$314K
SCYX icon
978
SCYNEXIS
SCYX
$47.7M
– –
-332
Closed -$20K
SPTI icon
979
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
– –
-175,954
Closed -$5.85M
TEAM icon
980
Atlassian
TEAM
$26.3B
– –
-4,799
Closed -$866K
TTE icon
981
TotalEnergies
TTE
$195B
– –
-6,466
Closed -$249K
VGSH icon
982
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
– –
-3,282
Closed -$205K
WDAY icon
983
Workday
WDAY
$40.3B
– –
-1,462
Closed -$275K
WING icon
984
Wingstop
WING
$3.61B
– –
-4,894
Closed -$681K
XMLV icon
985
Invesco S&P MidCap Low Volatility ETF
XMLV
$752M
– –
-6,773
Closed -$281K
XT icon
986
iShares Future Exponential Technologies ETF
XT
$3.83B
– –
-6,211
Closed -$277K
TBCH
987
Turtle Beach Corp
TBCH
$247M
– –
-14,300
Closed -$211K
NKLA
988
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-105
Closed -$213K
PXD
989
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-2,451
Closed -$241K
AYX
990
DELISTED
Alteryx Inc
AYX
– –
-1,926
Closed -$317K
VMW
991
DELISTED
VMware, Inc
VMW
– –
-1,302
Closed -$202K
VLDR
992
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-16,000
Closed -$223K
PING
993
DELISTED
Ping Identity Holding Corp.
PING
– –
-10,885
Closed -$350K
TBIO
994
DELISTED
Translate Bio, Inc. Common Stock
TBIO
– –
-11,200
Closed -$201K
IPHI
995
DELISTED
INPHI CORPORATION
IPHI
– –
-3,142
Closed -$370K
ZN
996
DELISTED
Zion Oil & Gas, Inc.
ZN
– –
-103,000
Closed -$31K
GPAQW
997
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
– –
-12,000
Closed -$27K
IBMI
998
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
– –
-21,495
Closed -$548K
36 37 38 39
40

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Advisors held 998 positions worth $1.88B, up 25% from $1.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $278M of net new capital in Q3 2020, opening 136 new positions and adding to 593 existing holdings. Its largest new stake was iShares US Home Construction ETF: 51,608 shares worth $2.92M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $6.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2020 buy was iShares US Home Construction ETF: 51,608 shares worth $2.92M.
  • B. Riley Wealth Advisors added most to Microsoft in Q3 2020, an estimated $9.42M increase.
  • B. Riley Wealth Advisors's biggest Q3 2020 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $6.7M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q3 2020, selling an estimated $5.85M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.88B portfolio in Q3 2020.
  • B. Riley Wealth Advisors opened 136 new positions and closed 53 in Q3 2020.
  • B. Riley Wealth Advisors's portfolio value rose 25% quarter-over-quarter to $1.88B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.