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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
76
iShares Core S&P Mid-Cap ETF
IJH
$123B
$2.05M 0.29%
61,620
-38,310
-38% -$1.4M
WMT icon
77
Walmart Inc
WMT
$900B
$2.04M 0.29%
65,727
+12,570
+24% +$403K
PFN
78
PIMCO Income Strategy Fund II
PFN
$692M
$1.98M 0.28%
207,210
+29,091
+16% +$289K
SBUX icon
79
Starbucks
SBUX
$118B
$1.95M 0.28%
30,264
-1,545
-5% -$96.7K
IJR icon
80
iShares Core S&P Small-Cap ETF
IJR
$110B
$1.93M 0.28%
27,874
-27,529
-50% -$2.13M
RSP icon
81
Invesco S&P 500 Equal Weight ETF
RSP
$98.2B
$1.93M 0.28%
21,144
+2,950
+16% +$292K
CMCSA icon
82
Comcast
CMCSA
$85.8B
$1.91M 0.27%
55,899
+2,831
+5% +$103K
CELG
83
DELISTED
Celgene Corp
CELG
$1.9M 0.27%
29,563
-207
-0.7% -$15.3K
LRGF icon
84
iShares US Equity Factor ETF
LRGF
$3.55B
$1.83M 0.26%
+65,800
New +$2.02M
IWM icon
85
iShares Russell 2000 ETF
IWM
$80.4B
$1.81M 0.26%
13,506
+57
+0.4% +$8.51K
BMY icon
86
Bristol-Myers Squibb
BMY
$130B
$1.8M 0.26%
34,642
-3,897
-10% -$209K
PEP icon
87
PepsiCo
PEP
$195B
$1.78M 0.25%
16,135
+674
+4% +$76K
HDV
88
iShares Core High Dividend ETF
HDV
$14.7B
$1.77M 0.25%
104,645
+91,845
+718% +$1.63M
KL
89
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$1.76M 0.25%
67,552
-3,915
-5% -$83K
TCPC icon
90
BlackRock TCP Capital
TCPC
$274M
$1.75M 0.25%
134,100
+92,350
+221% +$1.29M
AGG icon
91
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.75M 0.25%
16,374
-2,015
-11% -$211K
DD icon
92
DuPont de Nemours
DD
$19B
$1.73M 0.25%
12,760
+31
+0.2% +$4.45K
WFC icon
93
Wells Fargo
WFC
$263B
$1.72M 0.24%
37,295
-3,143
-8% -$161K
EPD icon
94
Enterprise Products Partners
EPD
$83.6B
$1.68M 0.24%
68,230
+4,503
+7% +$121K
ABBV icon
95
AbbVie
ABBV
$465B
$1.68M 0.24%
18,158
-1,896
-9% -$167K
CSWC icon
96
Capital Southwest
CSWC
$1.48B
$1.65M 0.24%
85,855
+299
+0.3% +$5.77K
UNP icon
97
Union Pacific
UNP
$175B
$1.65M 0.24%
11,940
+217
+2% +$32.1K
AVGO icon
98
Broadcom
AVGO
$1.81T
$1.64M 0.23%
64,520
-990
-2% -$23.4K
RVTY icon
99
Revvity
RVTY
$12.4B
$1.64M 0.23%
20,876
+160
+0.8% +$13.5K
MA icon
100
Mastercard
MA
$497B
$1.62M 0.23%
8,568
+16
+0.2% +$3.18K
2 3
4
5 6

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.