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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
76
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$1.74M 0.35%
20,015
-951
-5% -$80.3K
CELG
77
DELISTED
Celgene Corp
CELG
$1.73M 0.35%
14,910
-4,401
-23% -$490K
ABBV icon
78
AbbVie
ABBV
$465B
$1.72M 0.35%
27,482
+1,317
+5% +$80.4K
C icon
79
Citigroup
C
$213B
$1.72M 0.35%
28,865
-2,436
-8% -$131K
BP icon
80
BP
BP
$112B
$1.71M 0.35%
53,333
-3,638
-6% -$109K
BA icon
81
Boeing
BA
$169B
$1.64M 0.33%
10,503
-326
-3% -$47.6K
NOV icon
82
NOV
NOV
$6.84B
$1.61M 0.33%
43,000
-11,813
-22% -$430K
CMCSA icon
83
Comcast
CMCSA
$87.3B
$1.57M 0.32%
45,500
-3,618
-7% -$121K
AGN
84
DELISTED
Allergan plc
AGN
$1.57M 0.32%
7,466
+227
+3% +$47K
IBDM
85
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.56M 0.32%
+63,002
New +$1.57M
IGM icon
86
iShares Expanded Tech Sector ETF
IGM
$9.57B
$1.55M 0.31%
74,940
– –
CB icon
87
Chubb
CB
$140B
$1.53M 0.31%
11,587
-1,008
-8% -$129K
NEE icon
88
NextEra Energy
NEE
$184B
$1.51M 0.31%
50,644
-764
-1% -$22.8K
BVN icon
89
Compañía de Minas Buenaventura
BVN
$7.68B
$1.49M 0.3%
131,921
+300
+0.2% +$3.58K
EFAV icon
90
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$1.49M 0.3%
24,256
-483
-2% -$30.5K
PEP icon
91
PepsiCo
PEP
$196B
$1.46M 0.3%
13,929
-761
-5% -$79.7K
HON icon
92
Honeywell
HON
$76.4B
$1.45M 0.3%
13,865
-150
-1% -$15.3K
IBB icon
93
iShares Biotechnology ETF
IBB
$9.45B
$1.41M 0.29%
15,972
-4,059
-20% -$369K
SCHX icon
94
Schwab US Large- Cap ETF
SCHX
$70.3B
$1.41M 0.29%
158,286
+24,204
+18% +$210K
VWO icon
95
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$1.36M 0.28%
37,997
-466
-1% -$17.1K
PM icon
96
Philip Morris
PM
$309B
$1.36M 0.28%
14,840
-4,349
-23% -$403K
TIP icon
97
iShares TIPS Bond ETF
TIP
$14.5B
$1.36M 0.28%
11,982
-66
-0.5% -$7.54K
HYG icon
98
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.34M 0.27%
15,501
+2,390
+18% +$206K
COP icon
99
ConocoPhillips
COP
$144B
$1.32M 0.27%
26,419
-447
-2% -$20.6K
UNP icon
100
Union Pacific
UNP
$174B
$1.3M 0.27%
12,569
-2,996
-19% -$295K
2 3
4
5 6

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.