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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARR
76
Armour Residential REIT
ARR
$2.12B
$943K 0.25%
6,124
-6,315
-51% -$1.06M
MVV icon
77
ProShares Ultra MidCap400
MVV
$145M
$936K 0.24%
42,735
-31,251
-42% -$724K
AMLP icon
78
Alerian MLP ETF
AMLP
$13.4B
$935K 0.24%
9,754
-16,571
-63% -$1.57M
RVTY icon
79
Revvity
RVTY
$16.2B
$927K 0.24%
21,268
– –
MDYG icon
80
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.79B
$918K 0.24%
24,420
-11,130
-31% -$428K
GSK icon
81
GSK
GSK
$101B
$916K 0.24%
15,934
-3,556
-18% -$218K
IJJ icon
82
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.6B
$905K 0.24%
15,044
-11,228
-43% -$701K
SPLV icon
83
Invesco S&P 500 Low Volatility ETF
SPLV
$7.09B
$900K 0.23%
25,735
-43,035
-63% -$1.51M
IJR icon
84
iShares Core S&P Small-Cap ETF
IJR
$107B
$897K 0.23%
17,206
-6,620
-28% -$360K
C icon
85
Citigroup
C
$227B
$895K 0.23%
17,289
-21,001
-55% -$1.06M
AGZ icon
86
iShares Agency Bond ETF
AGZ
$634M
$886K 0.23%
7,887
-7,767
-50% -$873K
AMZN icon
87
Amazon
AMZN
$2.67T
$885K 0.23%
54,920
-28,380
-34% -$472K
XLK icon
88
State Street Technology Select Sector SPDR ETF
XLK
$121B
$860K 0.22%
43,112
-37,402
-46% -$741K
IXP icon
89
iShares Global Comm Services ETF
IXP
$473M
$846K 0.22%
13,450
-11,730
-47% -$749K
DOC icon
90
Healthpeak Properties
DOC
$14B
$844K 0.22%
23,325
-24,020
-51% -$911K
NEE icon
91
NextEra Energy
NEE
$169B
$841K 0.22%
35,852
-60,308
-63% -$1.46M
IWS icon
92
iShares Russell Mid-Cap Value ETF
IWS
$15.2B
$830K 0.22%
11,855
-10,598
-47% -$760K
DHS icon
93
WisdomTree US High Dividend Fund
DHS
$1.6B
$829K 0.22%
13,979
-12,265
-47% -$729K
QQQ icon
94
Invesco QQQ Trust
QQQ
$478B
$824K 0.21%
8,342
-8,102
-49% -$789K
RZG icon
95
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$124M
$820K 0.21%
32,565
-31,965
-50% -$837K
GLD icon
96
SPDR Gold Trust
GLD
$147B
$814K 0.21%
7,409
-8,834
-54% -$1.09M
XLVS
97
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$812K 0.21%
14,740
-12,740
-46% -$702K
MNDT
98
DELISTED
Mandiant, Inc. Common Stock
MNDT
$804K 0.21%
26,320
-2,920
-10% -$96.7K
F icon
99
Ford
F
$53.6B
$797K 0.21%
53,888
-51,495
-49% -$880K
VUG icon
100
Vanguard Morningstar Growth ETF
VUG
$226B
$791K 0.21%
47,628
-48,306
-50% -$804K
2 3
4
5 6

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.