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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBT icon
76
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$855K 0.29%
13,193
-2,720
-17% -$172K
CSCO icon
77
Cisco
CSCO
$452B
$851K 0.29%
36,323
+2,221
+7% +$55.1K
POWA icon
78
Invesco Bloomberg Pricing Power ETF
POWA
$177M
$850K 0.29%
25,610
+3,022
+13% +$100K
QQQ icon
79
Invesco QQQ Trust
QQQ
$449B
$846K 0.29%
10,730
+1,502
+16% +$114K
IJH icon
80
iShares Core S&P Mid-Cap ETF
IJH
$123B
$845K 0.29%
34,055
+3,025
+10% +$73.8K
FVD icon
81
First Trust Value Line Dividend Fund
FVD
$8.32B
$835K 0.29%
41,610
+5,100
+14% +$103K
RVLT
82
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$828K 0.28%
32,487
-16,803
-34% -$610K
VB icon
83
Vanguard Small-Cap ETF
VB
$79.9B
$809K 0.28%
7,891
+35
+0.4% +$3.49K
WFC icon
84
Wells Fargo
WFC
$264B
$805K 0.28%
19,488
-406
-2% -$17.3K
GGN
85
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$777K 0.27%
73,472
+8,684
+13% +$92.9K
IXP icon
86
iShares Global Comm Services ETF
IXP
$522M
$777K 0.27%
12,110
+20
+0.2% +$1.23K
OXLC
87
Oxford Lane Capital
OXLC
$824M
$777K 0.27%
10,135
-6,359
-39% -$509K
IGR
88
CBRE Global Real Estate Income Fund
IGR
$712M
$758K 0.26%
93,666
+12,168
+15% +$102K
BP icon
89
BP
BP
$109B
$754K 0.26%
21,932
+1,401
+7% +$48.1K
AGZ icon
90
iShares Agency Bond ETF
AGZ
$559M
$751K 0.26%
6,753
-263
-4% -$29.1K
RFG icon
91
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$345M
$750K 0.26%
33,750
+2,425
+8% +$52.2K
IYE icon
92
iShares US Energy ETF
IYE
$1.71B
$743K 0.25%
15,779
+400
+3% +$18.7K
XLU icon
93
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$743K 0.25%
39,748
+696
+2% +$13.3K
PFF icon
94
iShares Preferred and Income Securities ETF
PFF
$13.2B
$742K 0.25%
19,539
-19,115
-49% -$731K
TWO
95
Two Harbors Investment
TWO
$1.27B
$741K 0.25%
9,545
-2,120
-18% -$166K
MPT
96
Medical Properties Trust
MPT
$2.86B
$726K 0.25%
59,655
-1,386
-2% -$18.5K
XLK icon
97
State Street Technology Select Sector SPDR ETF
XLK
$114B
$722K 0.25%
45,040
+760
+2% +$12.1K
GDX icon
98
VanEck Gold Miners ETF
GDX
$23.2B
$721K 0.25%
28,835
+17,143
+147% +$456K
RTX icon
99
RTX Corp
RTX
$294B
$713K 0.24%
10,508
-482
-4% -$31.5K
CLF icon
100
Cleveland-Cliffs
CLF
$6.99B
$708K 0.24%
34,542
+6,572
+23% +$135K
2 3
4
5 6

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.