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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.94%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$379M
Cap. Flow
+$278M
Cap. Flow %
14.82%
Top 10 Hldgs %
17.64%
Holding
998
New
136
Increased
593
Reduced
193
Closed
53

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$9.42M
2
AMT icon
American Tower
AMT
+$8.96M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.7M
4
BABA icon
Alibaba
BABA
+$8.61M
5
LRCX icon
Lam Research
LRCX
+$6.72M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.7M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$6.45M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.85M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Healthcare 7.8%
3 Consumer Discretionary 7.47%
4 Communication Services 5.95%
5 Financials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNY
951
DELISTED
BlackRock New York Municipal Income Trust
BNY
– –
-11,942
Closed -$162K
CIM
952
Chimera Investment
CIM
$1.06B
– –
-3,500
Closed -$101K
CLM icon
953
Cornerstone Strategic Value Fund
CLM
$2.2B
– –
-18,467
Closed -$186K
DXCM icon
954
DexCom
DXCM
$32.9B
– –
-8,916
Closed -$904K
EMO
955
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
– –
-4,976
Closed -$59K
EQH icon
956
Equitable Holdings
EQH
$13.1B
– –
-22,625
Closed -$437K
FAST icon
957
Fastenal
FAST
$55.2B
– –
-9,910
Closed -$213K
FCN icon
958
FTI Consulting
FCN
$4.37B
– –
-1,927
Closed -$221K
FRSX
959
Foresight Autonomous Holdings
FRSX
$3.9M
– –
-476
Closed -$96K
FXL icon
960
First Trust Technology AlphaDEX Fund
FXL
$2.63B
– –
-6,028
Closed -$503K
GAN
961
DELISTED
GAN Ltd
GAN
– –
-18,000
Closed -$459K
GOGO icon
962
Gogo Inc
GOGO
$606M
– –
-41,101
Closed -$130K
HOFV
963
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
– –
-1,069
Closed -$213K
IEI icon
964
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
– –
-1,762
Closed -$236K
ISCG icon
965
iShares Morningstar Small-Cap Growth ETF
ISCG
$988M
– –
-7,326
Closed -$270K
LDOS icon
966
Leidos
LDOS
$14.9B
– –
-5,267
Closed -$494K
MTB icon
967
M&T Bank
MTB
$36.2B
– –
-2,706
Closed -$283K
MVSTW
968
DELISTED
Microvast Holdings Warrants
MVSTW
– –
-10,500
Closed -$7K
NHS
969
Neuberger High Yield Strategies Fund Inc
NHS
$252M
– –
-10,280
Closed -$107K
OXY icon
970
Occidental Petroleum
OXY
$55.2B
– –
-10,795
Closed -$198K
PAGS icon
971
PagSeguro Digital
PAGS
$2.68B
– –
-10,578
Closed -$374K
PHO icon
972
Invesco Water Resources ETF
PHO
$2.03B
– –
-8,944
Closed -$326K
PXE icon
973
Invesco Energy Exploration & Production ETF
PXE
$83.4M
– –
-11,958
Closed -$114K
RF icon
974
Regions Financial
RF
$26.9B
– –
-10,308
Closed -$115K
RITM icon
975
Rithm Capital
RITM
$5.62B
– –
-10,567
Closed -$79K
36 37 38
39
40

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Advisors held 998 positions worth $1.88B, up 25% from $1.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $278M of net new capital in Q3 2020, opening 136 new positions and adding to 593 existing holdings. Its largest new stake was iShares US Home Construction ETF: 51,608 shares worth $2.92M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $6.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2020 buy was iShares US Home Construction ETF: 51,608 shares worth $2.92M.
  • B. Riley Wealth Advisors added most to Microsoft in Q3 2020, an estimated $9.42M increase.
  • B. Riley Wealth Advisors's biggest Q3 2020 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $6.7M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q3 2020, selling an estimated $5.85M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.88B portfolio in Q3 2020.
  • B. Riley Wealth Advisors opened 136 new positions and closed 53 in Q3 2020.
  • B. Riley Wealth Advisors's portfolio value rose 25% quarter-over-quarter to $1.88B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.