BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $2.06B
This Quarter Return
+9.93%
1 Year Return
–
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$1.88B
AUM Growth
+$1.88B
Cap. Flow
+$329M
Cap. Flow %
17.53%
Top 10 Hldgs %
17.64%
Holding
998
New
136
Increased
598
Reduced
191
Closed
54

Top Buys

1
MSFT icon
Microsoft
MSFT
$9.36M
2
AMT icon
American Tower
AMT
$8.76M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$8.76M
4
BABA icon
Alibaba
BABA
$8.73M
5
TTD icon
Trade Desk
TTD
$6.75M

Top Sells

1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$6.7M
2
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$6.51M
3
SPTI icon
SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$5.85M
4
XLU icon
Utilities Select Sector SPDR Fund
XLU
$2.12M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
$1.82M

Sector Composition

1 Technology 15.3%
2 Healthcare 7.8%
3 Consumer Discretionary 7.47%
4 Communication Services 5.95%
5 Financials 5.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ASMB icon
951
Assembly Biosciences
ASMB
$182M
– –
-13,900
Closed -$325K
AVB icon
952
AvalonBay Communities
AVB
$27.1B
– –
-1,486
Closed -$230K
AXSM icon
953
Axsome Therapeutics
AXSM
$6.07B
– –
-6,450
Closed -$531K
BHAT icon
954
Blue Hat Interactive Entertainment Technology
BHAT
$12.3M
– –
-18,500
Closed -$25K
BHK icon
955
BlackRock Core Bond Trust
BHK
$694M
– –
-25,584
Closed -$394K
BNY icon
956
BlackRock New York Municipal Income Trust
BNY
$231M
– –
-11,942
Closed -$162K
CIM
957
Chimera Investment
CIM
$1.15B
– –
-10,500
Closed -$101K
CLM icon
958
Cornerstone Strategic Value Fund
CLM
$2.31B
– –
-18,176
Closed -$186K
DXCM icon
959
DexCom
DXCM
$30.8B
– –
-2,229
Closed -$904K
EMO
960
ClearBridge Energy Midstream Opportunity Fund
EMO
$866M
– –
-24,881
Closed -$59K
EQH icon
961
Equitable Holdings
EQH
$15.8B
– –
-22,625
Closed -$437K
FAST icon
962
Fastenal
FAST
$56.7B
– –
-4,955
Closed -$213K
FCN icon
963
FTI Consulting
FCN
$5.42B
– –
-1,927
Closed -$221K
FRSX
964
Foresight Autonomous Holdings
FRSX
$8.07M
– –
-60,000
Closed -$96K
FXL icon
965
First Trust Technology AlphaDEX Fund
FXL
$1.34B
– –
-6,028
Closed -$503K
GAN
966
DELISTED
GAN Ltd
GAN
– –
-18,000
Closed -$459K
GOGO icon
967
Gogo Inc
GOGO
$1.44B
– –
-41,101
Closed -$130K
HOFV
968
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
– –
-16,558
Closed -$213K
IEI icon
969
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
– –
-1,762
Closed -$236K
ISCG icon
970
iShares Morningstar Small-Cap Growth ETF
ISCG
$710M
– –
-1,221
Closed -$270K
LDOS icon
971
Leidos
LDOS
$22.7B
– –
-5,267
Closed -$494K
MTB icon
972
M&T Bank
MTB
$30.9B
– –
-2,706
Closed -$283K
MVSTW icon
973
Microvast Holdings, Inc. Warrants
MVSTW
$42.3M
– –
-10,500
Closed -$7K
NHS
974
Neuberger Berman High Yield Strategies Fund
NHS
$230M
– –
-10,280
Closed -$107K
OXY icon
975
Occidental Petroleum
OXY
$45.5B
– –
-10,795
Closed -$198K
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