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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCV
951
Gabelli Convertible and Income Securities Fund
GCV
$88.4M
– –
-4,373
Closed -$27.5K
GD icon
952
General Dynamics
GD
$95.9B
– –
-1,304
Closed -$152K
GDV icon
953
Gabelli Dividend & Income Trust
GDV
$2.52B
– –
-3,046
Closed -$66.7K
GDXJ icon
954
VanEck Junior Gold Miners ETF
GDXJ
$9.18B
– –
-835
Closed -$35.3K
GEL icon
955
Genesis Energy
GEL
$1.87B
– –
-2,505
Closed -$140K
GEN icon
956
Gen Digital
GEN
$18.3B
– –
-2,372
Closed -$54.3K
GES
957
DELISTED
Guess Inc
GES
– –
-69
Closed -$1.86K
GERN icon
958
Geron
GERN
$854M
– –
-529
Closed -$1.6K
GFI icon
959
Gold Fields
GFI
$38.6B
– –
-6,400
Closed -$23.8K
GGG icon
960
Graco
GGG
$12.4B
– –
-258
Closed -$6.71K
GGZ
961
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$120M
– –
-303
Closed -$3.26K
GHY
962
PGIM Global High Yield Fund
GHY
$458M
– –
-9,254
Closed -$167K
GIB icon
963
CGI
GIB
$14.8B
– –
-652
Closed -$23.1K
GII icon
964
State Street SPDR S&P Global Infrastructure ETF
GII
$932M
– –
-790
Closed -$40.2K
GIII icon
965
G-III Apparel Group
GIII
$1.2B
– –
-766
Closed -$31.3K
GIS icon
966
General Mills
GIS
$19.6B
– –
-3,689
Closed -$194K
GLIN icon
967
VanEck India Growth Leaders ETF
GLIN
$88.3M
– –
-618
Closed -$31.9K
GLL icon
968
ProShares UltraShort Gold
GLL
$83.4M
– –
-48
Closed -$15.6K
GM icon
969
General Motors
GM
$76.7B
– –
-3,070
Closed -$111K
GME icon
970
GameStop
GME
$11.2B
– –
-148
Closed -$1.49K
GMED icon
971
Globus Medical
GMED
$10.1B
– –
-100
Closed -$2.39K
GMF icon
972
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$427M
– –
-432
Closed -$35.7K
GNE icon
973
Genie Energy
GNE
$432M
– –
-200
Closed -$1.57K
GNRC icon
974
Generac Holdings
GNRC
$12.6B
– –
-2,136
Closed -$104K
GNTX icon
975
Gentex
GNTX
$4.72B
– –
-1,118
Closed -$16.3K
37 38
39
40 41

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.