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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.94%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$379M
Cap. Flow
+$278M
Cap. Flow %
14.82%
Top 10 Hldgs %
17.64%
Holding
998
New
136
Increased
593
Reduced
193
Closed
53

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$9.42M
2
AMT icon
American Tower
AMT
+$8.96M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.7M
4
BABA icon
Alibaba
BABA
+$8.61M
5
LRCX icon
Lam Research
LRCX
+$6.72M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.7M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$6.45M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.85M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Healthcare 7.8%
3 Consumer Discretionary 7.47%
4 Communication Services 5.95%
5 Financials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY.RT
926
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$41K ﹤0.01%
16,221
+3,194
+25% +$9.12K
PTN
927
Palatin Technologies
PTN
$13.9M
$39K ﹤0.01%
65
– –
ZDGE icon
928
Zedge
ZDGE
$39.5M
$36K ﹤0.01%
+24,500
New +$36.1K
SAN icon
929
Banco Santander
SAN
$205B
$34K ﹤0.01%
+16,612
New +$35.7K
STAB
930
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$33K ﹤0.01%
16,651
-362
-2% -$834
DMK
931
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$31K ﹤0.01%
557
+21
+4% +$1.25K
AMRS
932
DELISTED
Amyris Inc.
AMRS
$31K ﹤0.01%
+10,300
New +$37.8K
XXII
933
22nd Century Group
XXII
$1.42M
– –
0
– –
MIE
934
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$26K ﹤0.01%
15,690
+3,491
+29% +$6.72K
NDRA icon
935
ENDRA Life Sciences
NDRA
$5.99M
$19K ﹤0.01%
1
– –
GLEO.WS
936
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$19K ﹤0.01%
+30,000
New +$16.2K
ESSCW
937
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
$17K ﹤0.01%
82,098
-27,220
-25% -$5.55K
COCP icon
938
Cocrystal Pharma
COCP
$12.9M
$12K ﹤0.01%
1,061
– –
GPL
939
DELISTED
Great Panther Mining Limited
GPL
$12K ﹤0.01%
+1,300
New +$11.2K
ALJJ
940
DELISTED
ALJ Regional Holdings Inc
ALJJ
$11K ﹤0.01%
15,044
– –
LATNW
941
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$10K ﹤0.01%
+12,715
New +$5.63K
DXLG icon
942
Destination XL Group
DXLG
$31.7M
$4K ﹤0.01%
12,535
– –
HOFVW
943
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$4K ﹤0.01%
+12,000
New +$9.46K
NHLDW
944
DELISTED
National Holdings Corporation Warrants
NHLDW
$4K ﹤0.01%
25,050
+7,500
+43% +$784
AON icon
945
Aon
AON
$75.6B
– –
-2,807
Closed -$542K
ASMB icon
946
Assembly Biosciences
ASMB
$490M
– –
-1,158
Closed -$325K
AVB icon
947
AvalonBay Communities
AVB
$26.7B
– –
-1,486
Closed -$230K
AXSM icon
948
Axsome Therapeutics
AXSM
$10.7B
– –
-6,450
Closed -$531K
BHAT
949
DELISTED
Blue Hat Interactive Entertainment Technology
BHAT
– –
0
– -$25K
BHK icon
950
BlackRock Core Bond Trust
BHK
$648M
– –
-25,584
Closed -$394K
36 37
38
39 40

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B. Riley Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Advisors held 998 positions worth $1.88B, up 25% from $1.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $278M of net new capital in Q3 2020, opening 136 new positions and adding to 593 existing holdings. Its largest new stake was iShares US Home Construction ETF: 51,608 shares worth $2.92M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $6.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2020 buy was iShares US Home Construction ETF: 51,608 shares worth $2.92M.
  • B. Riley Wealth Advisors added most to Microsoft in Q3 2020, an estimated $9.42M increase.
  • B. Riley Wealth Advisors's biggest Q3 2020 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $6.7M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q3 2020, selling an estimated $5.85M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.88B portfolio in Q3 2020.
  • B. Riley Wealth Advisors opened 136 new positions and closed 53 in Q3 2020.
  • B. Riley Wealth Advisors's portfolio value rose 25% quarter-over-quarter to $1.88B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.