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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.94%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$379M
Cap. Flow
+$278M
Cap. Flow %
14.82%
Top 10 Hldgs %
17.64%
Holding
998
New
136
Increased
593
Reduced
193
Closed
53

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$9.42M
2
AMT icon
American Tower
AMT
+$8.96M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.7M
4
BABA icon
Alibaba
BABA
+$8.61M
5
LRCX icon
Lam Research
LRCX
+$6.72M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.7M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$6.45M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.85M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Healthcare 7.8%
3 Consumer Discretionary 7.47%
4 Communication Services 5.95%
5 Financials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMQ
901
Trilogy Metals
TMQ
$553M
$93K 0.01%
51,727
+250
+0.5% +$496
IMGN
902
DELISTED
Immunogen Inc
IMGN
$90K ﹤0.01%
22,836
+697
+3% +$2.81K
FCEL icon
903
FuelCell Energy
FCEL
$1.7B
$86K ﹤0.01%
1,334
-84
-6% -$6.69K
CKPT
904
DELISTED
Checkpoint Therapeutics
CKPT
$80K ﹤0.01%
+2,950
New +$70.8K
ALDX icon
905
Aldeyra Therapeutics
ALDX
$91.7M
$76K ﹤0.01%
+10,250
New +$66.2K
MOGU
906
MOGU Inc
MOGU
$16.4M
$76K ﹤0.01%
+2,667
New +$86.1K
BCS icon
907
Barclays
BCS
$93.8B
$75K ﹤0.01%
14,693
-383
-3% -$2.12K
GAB icon
908
Gabelli Equity Trust
GAB
$1.77B
$74K ﹤0.01%
14,721
+236
+2% +$1.21K
IBIO icon
909
iBio
IBIO
$71M
$69K ﹤0.01%
68
-20
-23% -$29K
SIRI icon
910
SiriusXM
SIRI
$10.3B
$69K ﹤0.01%
+1,219
New +$69.9K
ATAXZ
911
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$69K ﹤0.01%
16,865
+4
+0% +$16
FPI
912
Farmland Partners
FPI
$417M
$68K ﹤0.01%
10,022
+1
+0% +$7
VUZI icon
913
Vuzix
VUZI
$200M
$68K ﹤0.01%
14,700
+1,400
+11% +$5.47K
HIE
914
DELISTED
Miller/Howard High Income Equity Fund
HIE
$68K ﹤0.01%
11,000
– –
EDF
915
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$168M
$67K ﹤0.01%
10,250
– –
EGIO
916
DELISTED
Edgio, Inc. Common Stock
EGIO
$67K ﹤0.01%
+290
New +$72.6K
NHLD
917
DELISTED
National Holdings Corporation
NHLD
$65K ﹤0.01%
31,221
+7,500
+32% +$16.5K
AMRN
918
Amarin Corp
AMRN
$295M
$63K ﹤0.01%
746
-135
-15% -$16.2K
CLIR icon
919
ClearSign Technologies
CLIR
$25.1M
$61K ﹤0.01%
2,665
– –
PNNT
920
Pennant Park Investment Corp
PNNT
$221M
$59K ﹤0.01%
18,447
+301
+2% +$1.01K
OPK icon
921
Opko Health
OPK
$993M
$58K ﹤0.01%
15,500
+2,000
+15% +$8.44K
AQMS icon
922
Aqua Metals
AQMS
$8.89M
$57K ﹤0.01%
312
+125
+67% +$25.9K
RIG icon
923
Transocean
RIG
$5.71B
$44K ﹤0.01%
35,531
+13,501
+61% +$22.1K
HYPD
924
Hyperion DeFi Inc
HYPD
$40.5M
$41K ﹤0.01%
+163
New +$45.2K
GNW icon
925
Genworth Financial
GNW
$3.79B
$41K ﹤0.01%
+17,654
New +$47.1K
35 36
37
38 39

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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Advisors held 998 positions worth $1.88B, up 25% from $1.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $278M of net new capital in Q3 2020, opening 136 new positions and adding to 593 existing holdings. Its largest new stake was iShares US Home Construction ETF: 51,608 shares worth $2.92M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $6.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2020 buy was iShares US Home Construction ETF: 51,608 shares worth $2.92M.
  • B. Riley Wealth Advisors added most to Microsoft in Q3 2020, an estimated $9.42M increase.
  • B. Riley Wealth Advisors's biggest Q3 2020 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $6.7M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q3 2020, selling an estimated $5.85M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.88B portfolio in Q3 2020.
  • B. Riley Wealth Advisors opened 136 new positions and closed 53 in Q3 2020.
  • B. Riley Wealth Advisors's portfolio value rose 25% quarter-over-quarter to $1.88B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.