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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.75B
AUM Growth
+$184M
Cap. Flow
-$11.6M
Cap. Flow %
-0.31%
Top 10 Hldgs %
18.52%
Holding
1,650
New
157
Increased
599
Reduced
660
Closed
136

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$13.9M
2
GLD icon
SPDR Gold Trust
GLD
+$11.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$10.4M
4
SH icon
ProShares Short S&P500
SH
+$9.29M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.86M

Top Sells

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$14.3M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$14M
3
AAPL icon
Apple
AAPL
+$9.66M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.18M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$7.31M

Sector Composition

Rank Sector Weight
1 Technology 13.44%
2 Healthcare 6.66%
3 Consumer Discretionary 5.8%
4 Financials 5.21%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPI
851
John Hancock Preferred Income Fund
HPI
$432M
$453K 0.01%
28,281
+5,126
+22% +$85.3K
VGLT icon
852
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$450K 0.01%
6,872
+1,930
+39% +$124K
IBN icon
853
ICICI Bank
IBN
$109B
$450K 0.01%
20,860
+3,972
+24% +$82.9K
PGX icon
854
Invesco Preferred ETF
PGX
$3.8B
$450K 0.01%
39,197
-834
-2% -$10K
SILV
855
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$450K 0.01%
62,990
-10
-0% -$61
SMCI icon
856
Super Micro Computer
SMCI
$20.2B
$447K 0.01%
+41,970
New +$379K
BSJO
857
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$446K 0.01%
19,884
– –
PBI icon
858
Pitney Bowes
PBI
$2.56B
$446K 0.01%
114,526
-3,540
-3% -$14.9K
ITM icon
859
VanEck Intermediate Muni ETF
ITM
$2.14B
$445K 0.01%
9,568
+156
+2% +$7.19K
SGML icon
860
Sigma Lithium
SGML
$1.18B
$441K 0.01%
11,726
+2,282
+24% +$73.1K
CME icon
861
CME Group
CME
$94.6B
$438K 0.01%
2,285
-760
-25% -$137K
PLYM
862
DELISTED
Plymouth Industrial REIT
PLYM
$438K 0.01%
20,605
-991
-5% -$20.9K
QSR icon
863
Restaurant Brands International
QSR
$25.9B
$436K 0.01%
6,441
+1
+0% +$65
BOE icon
864
BlackRock Enhanced Global Dividend Trust
BOE
$682M
$434K 0.01%
43,756
+2,476
+6% +$24.8K
RCL icon
865
Royal Caribbean
RCL
$87.5B
$434K 0.01%
6,642
-2,760
-29% -$182K
AWF
866
AllianceBernstein Global High Income Fund
AWF
$876M
$433K 0.01%
44,562
-70,549
-61% -$698K
VTRS icon
867
Viatris
VTRS
$20.6B
$433K 0.01%
45,002
+2,539
+6% +$28.2K
UNM icon
868
Unum
UNM
$14.1B
$432K 0.01%
10,912
+151
+1% +$6.24K
IDV icon
869
iShares International Select Dividend ETF
IDV
$8.46B
$431K 0.01%
15,672
+1,499
+11% +$42.2K
MSCI icon
870
MSCI
MSCI
$41.5B
$431K 0.01%
770
-8
-1% -$4.23K
AIG icon
871
American International
AIG
$42.3B
$430K 0.01%
8,540
-908
-10% -$53K
NID
872
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$430K 0.01%
32,093
– –
XFLT
873
XAI Floating Rate & Alternative Income Trust
XFLT
$285M
$429K 0.01%
13,203
-541
-4% -$18.1K
JXN icon
874
Jackson Financial
JXN
$9.4B
$428K 0.01%
+11,441
New +$470K
FIS icon
875
Fidelity National Information Services
FIS
$22.2B
$426K 0.01%
7,848
-2,562
-25% -$167K
33 34
35
36 37

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, B. Riley Wealth Advisors held 1,650 positions worth $3.75B, up 5.2% from $3.57B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q1 2023 filing shows 157 new, 599 increased, 660 reduced and 136 closed positions. Its largest new stake was RUM Group Inc: 504,045 shares worth $5.04M. The largest sale was Vanguard Short-Term Inflation-Protected Securities Index Fund, an estimated $14.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • B. Riley Wealth Advisors's largest Q1 2023 buy was RUM Group Inc: 504,045 shares worth $5.04M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $13.9M increase.
  • B. Riley Wealth Advisors's biggest Q1 2023 reduction was Vanguard Short-Term Inflation-Protected Securities Index Fund, cutting an estimated $14.3M.
  • B. Riley Wealth Advisors fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2023, selling an estimated $3.24M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.75B portfolio in Q1 2023.
  • B. Riley Wealth Advisors opened 157 new positions and closed 136 in Q1 2023.
  • B. Riley Wealth Advisors's portfolio value rose 5.2% quarter-over-quarter to $3.75B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2023, filed 17 May 2023.