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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDC
851
DELISTED
M.D.C. Holdings, Inc.
MDC
$432K 0.01%
9,218
-133
-1% -$6.74K
GWRE icon
852
Guidewire Software
GWRE
$13.1B
$431K 0.01%
+3,624
New +$418K
PSA icon
853
Public Storage
PSA
$60.9B
$431K 0.01%
+1,450
New +$455K
WOOD icon
854
iShares Global Timber & Forestry ETF
WOOD
$270M
$430K 0.01%
5,057
+1,565
+45% +$137K
BUD icon
855
AB InBev
BUD
$166B
$429K 0.01%
7,418
-134
-2% -$8.41K
IYH icon
856
iShares US Healthcare ETF
IYH
$3.45B
$429K 0.01%
7,775
-75
-1% -$4.29K
RSPU icon
857
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$539M
$429K 0.01%
8,344
-244
-3% -$13.2K
PCI
858
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$428K 0.01%
20,177
+1,172
+6% +$25.8K
NUV icon
859
Nuveen Municipal Value Fund
NUV
$1.91B
$427K 0.01%
37,651
+4,775
+15% +$55.5K
AAP icon
860
Advance Auto Parts
AAP
$3.36B
$426K 0.01%
2,036
+65
+3% +$13.5K
WBND
861
DELISTED
Western Asset Total Return ETF
WBND
$426K 0.01%
+1,281
New +$123K
CHTR icon
862
Charter Communications
CHTR
$17.2B
$425K 0.01%
584
-5
-0.8% -$3.79K
ESGV icon
863
Vanguard ESG US Stock ETF
ESGV
$13.3B
$425K 0.01%
+5,307
New +$437K
XHB icon
864
State Street SPDR S&P Homebuilders ETF
XHB
$1.49B
$424K 0.01%
5,899
+476
+9% +$35.8K
NTLA icon
865
Intellia Therapeutics
NTLA
$1.5B
$423K 0.01%
3,062
-373
-11% -$56.5K
CATC
866
DELISTED
CAMBRIDGE BANCORP
CATC
$423K 0.01%
4,800
– –
ETW
867
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
$422K 0.01%
39,009
-1,165
-3% -$12.9K
NVAX icon
868
Novavax
NVAX
$1.22B
$420K 0.01%
2,009
-4,419
-69% -$974K
OPEN icon
869
Opendoor
OPEN
$3.8B
$420K 0.01%
21,106
+4,598
+28% +$74.4K
RDIV icon
870
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$419K 0.01%
10,739
+1,691
+19% +$68.1K
ACV
871
Virtus Diversified Income & Convertible Fund
ACV
$279M
$418K 0.01%
12,325
+165
+1% +$5.79K
KSU
872
DELISTED
Kansas City Southern
KSU
$418K 0.01%
1,544
+356
+30% +$99.1K
SLY
873
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$417K 0.01%
4,392
+4
+0.1% +$381
CAG icon
874
Conagra Brands
CAG
$7.14B
$416K 0.01%
12,252
+261
+2% +$8.83K
AB icon
875
AllianceBernstein
AB
$3.46B
$414K 0.01%
8,346
-266
-3% -$13.1K
33 34
35
36 37

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.