We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.94%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$379M
Cap. Flow
+$278M
Cap. Flow %
14.82%
Top 10 Hldgs %
17.64%
Holding
998
New
136
Increased
593
Reduced
193
Closed
53

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$9.42M
2
AMT icon
American Tower
AMT
+$8.96M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.7M
4
BABA icon
Alibaba
BABA
+$8.61M
5
LRCX icon
Lam Research
LRCX
+$6.72M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.7M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$6.45M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.85M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Healthcare 7.8%
3 Consumer Discretionary 7.47%
4 Communication Services 5.95%
5 Financials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWN
851
DELISTED
Southwestern Energy Company
SWN
$184K 0.01%
72,172
– –
RQI icon
852
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$183K 0.01%
16,512
+2,214
+15% +$24.5K
GOEV
853
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$179K 0.01%
+35
New +$179K
CMCL icon
854
Caledonia Mining Corp
CMCL
$361M
$176K 0.01%
10,354
+353
+4% +$7.01K
IGD
855
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$516M
$173K 0.01%
34,849
+1,423
+4% +$7.07K
LOAN
856
Manhattan Bridge Capital
LOAN
$48M
$170K 0.01%
38,904
-11,953
-24% -$51.2K
SLB icon
857
SLB Ltd
SLB
$73B
$163K 0.01%
10,174
-2,820
-22% -$52.4K
MFIC icon
858
MidCap Financial Investment
MFIC
$800M
$162K 0.01%
17,629
-21
-0.1% -$194
JRO
859
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$162K 0.01%
19,659
-5
-0% -$40
GHY
860
PGIM Global High Yield Fund
GHY
$477M
$161K 0.01%
12,418
+2,156
+21% +$28.7K
BBBY
861
DELISTED
Bed Bath & Beyond Inc
BBBY
$161K 0.01%
+10,710
New +$124K
WHF icon
862
WhiteHorse Finance
WHF
$140M
$160K 0.01%
16,314
-19,808
-55% -$204K
OMER icon
863
Omeros
OMER
$876M
$159K 0.01%
15,648
+1,040
+7% +$13.4K
ZTR
864
Virtus Total Return Fund
ZTR
$338M
$157K 0.01%
19,946
-19,624
-50% -$158K
ABR icon
865
Arbor Realty Trust
ABR
$987M
$153K 0.01%
13,305
+1,175
+10% +$12.3K
VECO icon
866
Veeco
VECO
$3.06B
$153K 0.01%
+13,048
New +$166K
MITK icon
867
Mitek Systems
MITK
$778M
$152K 0.01%
+11,925
New +$134K
EXK
868
Endeavour Silver
EXK
$2.26B
$151K 0.01%
43,000
– –
TK icon
869
Teekay
TK
$1.02B
$150K 0.01%
62,517
– –
PLTR icon
870
Palantir
PLTR
$301B
$149K 0.01%
+15,650
New +$149K
GNT
871
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$139K 0.01%
28,020
-4,287
-13% -$21.7K
PLYM
872
DELISTED
Plymouth Industrial REIT
PLYM
$136K 0.01%
+11,005
New +$144K
LXP icon
873
LXP Industrial Trust
LXP
$3.57B
$135K 0.01%
+2,561
New +$142K
HST icon
874
Host Hotels & Resorts
HST
$17.2B
$131K 0.01%
+11,989
New +$132K
X
875
DELISTED
US Steel
X
$125K 0.01%
16,948
-7,646
-31% -$57.9K
33 34
35
36 37

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Advisors held 998 positions worth $1.88B, up 25% from $1.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $278M of net new capital in Q3 2020, opening 136 new positions and adding to 593 existing holdings. Its largest new stake was iShares US Home Construction ETF: 51,608 shares worth $2.92M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $6.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2020 buy was iShares US Home Construction ETF: 51,608 shares worth $2.92M.
  • B. Riley Wealth Advisors added most to Microsoft in Q3 2020, an estimated $9.42M increase.
  • B. Riley Wealth Advisors's biggest Q3 2020 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $6.7M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q3 2020, selling an estimated $5.85M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.88B portfolio in Q3 2020.
  • B. Riley Wealth Advisors opened 136 new positions and closed 53 in Q3 2020.
  • B. Riley Wealth Advisors's portfolio value rose 25% quarter-over-quarter to $1.88B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.