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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$103M
Cap. Flow
+$97.1M
Cap. Flow %
9.56%
Top 10 Hldgs %
17.19%
Holding
878
New
86
Increased
451
Reduced
246
Closed
69

Top Buys

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$14.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.87M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.05M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.52M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.67M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.17M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.84M
3
VZ icon
Verizon
VZ
+$3.14M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.09M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 10.51%
2 Financials 7.15%
3 Healthcare 6.88%
4 Communication Services 6.07%
5 Consumer Discretionary 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTL icon
851
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
– –
-26,133
Closed -$998K
SPYG icon
852
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
– –
-133,572
Closed -$5.17M
TCPC icon
853
BlackRock TCP Capital
TCPC
$278M
– –
-11,150
Closed -$159K
TLRY icon
854
Tilray
TLRY
$493M
– –
-902
Closed -$420K
TREE icon
855
LendingTree
TREE
$551M
– –
-1,196
Closed -$503K
WATT icon
856
Energous
WATT
$71.8M
– –
-18
Closed -$48K
XPO icon
857
XPO
XPO
$23.4B
– –
-11,401
Closed -$228K
ZM icon
858
Zoom
ZM
$27.1B
– –
-4,411
Closed -$392K
CPAY icon
859
Corpay
CPAY
$25.7B
– –
-5,609
Closed -$1.58M
SMAR
860
DELISTED
Smartsheet Inc.
SMAR
– –
-8,700
Closed -$422K
SPWR
861
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-15,436
Closed -$109K
HTGM
862
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
– –
-833
Closed -$249K
GSV
863
DELISTED
Gold Standard Ventures Corp.
GSV
– –
-15,750
Closed -$17K
PLAN
864
DELISTED
Anaplan, Inc.
PLAN
– –
-4,800
Closed -$243K
INFO
865
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-5,857
Closed -$375K
ALSK
866
DELISTED
Alaska Communications Systems
ALSK
– –
-75,000
Closed -$129K
EHT
867
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
– –
-18,453
Closed -$184K
GRUB
868
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-1,306
Closed -$205K
GWPH
869
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-1,194
Closed -$207K
SES
870
DELISTED
Synthesis Energy Systems Inc.
SES
– –
-7,673
Closed -$20K
AVEO
871
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-1,504
Closed -$11K
WCG
872
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-1,579
Closed -$451K
AABA
873
DELISTED
Altaba Inc
AABA
– –
-3,013
Closed -$210K
APC
874
DELISTED
Anadarko Petroleum
APC
– –
-5,546
Closed -$392K
TI.A
875
DELISTED
Telecom Italia 10 Svg
TI.A
– –
-15,021
Closed -$78K
32 33 34
35
36

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B. Riley Wealth Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Advisors held 878 positions worth $1.02B, up 11% from $913M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $97.1M of net new capital in Q3 2019, opening 86 new positions and adding to 451 existing holdings. Its largest new stake was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.84M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2019 buy was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $7.87M increase.
  • B. Riley Wealth Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.84M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2019, selling an estimated $5.17M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.02B portfolio in Q3 2019.
  • B. Riley Wealth Advisors opened 86 new positions and closed 69 in Q3 2019.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $1.02B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.