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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVR icon
851
Evercore
EVR
$10.1B
– –
-1,240
Closed -$71.5K
EVT icon
852
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
– –
-20,917
Closed -$217K
EWA icon
853
iShares MSCI Australia ETF
EWA
$1.29B
– –
-2,477
Closed -$64.7K
EWC icon
854
iShares MSCI Canada ETF
EWC
$6.83B
– –
-11,037
Closed -$152K
EWG icon
855
iShares MSCI Germany ETF
EWG
$1.7B
– –
-924
Closed -$28.9K
EWH icon
856
iShares MSCI Hong Kong ETF
EWH
$1.17B
– –
-8,159
Closed -$170K
EWI icon
857
iShares MSCI Italy ETF
EWI
$1.11B
– –
-84
Closed -$2.9K
EWJ icon
858
iShares MSCI Japan ETF
EWJ
$23.6B
– –
-1,287
Closed -$62K
EWM icon
859
iShares MSCI Malaysia ETF
EWM
$312M
– –
-233
Closed -$14.8K
EWP icon
860
iShares MSCI Spain ETF
EWP
$2.25B
– –
-72
Closed -$3.08K
EWS icon
861
iShares MSCI Singapore ETF
EWS
$1.3B
– –
-2,184
Closed -$59.1K
EWT icon
862
iShares MSCI Taiwan ETF
EWT
$12B
– –
-328
Closed -$10.4K
EWU icon
863
iShares MSCI United Kingdom ETF
EWU
$3.72B
– –
-715
Closed -$29.8K
EWX icon
864
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$668M
– –
-600
Closed -$30.2K
EWY icon
865
iShares MSCI South Korea ETF
EWY
$27.7B
– –
-332
Closed -$21.6K
EWW icon
866
iShares MSCI Mexico ETF
EWW
$1.72B
– –
-225
Closed -$15.3K
EWZ icon
867
iShares MSCI Brazil ETF
EWZ
$8.49B
– –
-2,768
Closed -$132K
EWZS icon
868
iShares MSCI Brazil Small-Cap ETF
EWZS
$238M
– –
-200
Closed -$4.06K
EXK
869
Endeavour Silver
EXK
$3.01B
– –
-4,000
Closed -$21.8K
EXP icon
870
Eagle Materials
EXP
$5.49B
– –
-400
Closed -$37.7K
EXPD icon
871
Expeditors International
EXPD
$24.5B
– –
-116
Closed -$5.14K
EXPE icon
872
Expedia Group
EXPE
$34.1B
– –
-487
Closed -$38.4K
EXPO icon
873
Exponent
EXPO
$3.26B
– –
-3,628
Closed -$67.2K
EXR icon
874
Extra Space Storage
EXR
$29.2B
– –
-713
Closed -$38K
EZA icon
875
iShares MSCI South Africa ETF
EZA
$567M
– –
-21
Closed -$1.44K
33 34
35
36 37

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.