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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.51%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.18B
AUM Growth
+$160M
Cap. Flow
+$92.6M
Cap. Flow %
7.88%
Top 10 Hldgs %
17.13%
Holding
926
New
118
Increased
449
Reduced
243
Closed
89

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.15M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.82M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.13M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.99M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.6M
2
FISV
Fiserv Inc
FISV
+$1.95M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.92M
4
GEN icon
Gen Digital
GEN
+$1.74M
5
NWSA icon
News Corp Class A
NWSA
+$1.72M

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Financials 7.26%
3 Healthcare 7.01%
4 Communication Services 5.7%
5 Consumer Discretionary 5.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMK
826
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$27K ﹤0.01%
536
– –
CLIR icon
827
ClearSign Technologies
CLIR
$25.3M
$24K ﹤0.01%
3,073
-479
-13% -$4.66K
SCYX icon
828
SCYNEXIS
SCYX
$37.4M
$22K ﹤0.01%
301
-23
-7% -$1.9K
DXLG icon
829
Destination XL Group
DXLG
$32.9M
$19K ﹤0.01%
14,690
– –
ALJJ
830
DELISTED
ALJ Regional Holdings Inc
ALJJ
$18K ﹤0.01%
15,044
– –
ZN
831
DELISTED
Zion Oil & Gas, Inc.
ZN
$18K ﹤0.01%
103,000
+500
+0.5% +$98
LLEX
832
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$11K ﹤0.01%
27,775
-1
-0% –
STAB
833
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$10K ﹤0.01%
15,863
+275
+2% +$203
COCP icon
834
Cocrystal Pharma
COCP
$12M
$7K ﹤0.01%
1,061
– –
TEUM
835
DELISTED
Pareteum Corporation
TEUM
$7K ﹤0.01%
15,301
-103,539
-87% -$59.8K
TLGT
836
DELISTED
Teligent, Inc
TLGT
$6K ﹤0.01%
1,270
– –
NHLDW
837
DELISTED
National Holdings Corporation Warrants
NHLDW
$3K ﹤0.01%
17,550
– –
ALC icon
838
Alcon
ALC
$34B
– –
-4,733
Closed -$277K
AME icon
839
Ametek
AME
$53.9B
– –
-8,912
Closed -$819K
AMN icon
840
AMN Healthcare
AMN
$1.35B
– –
-6,545
Closed -$377K
AMRN
841
Amarin Corp
AMRN
$297M
– –
-1,353
Closed -$411K
AOS icon
842
A.O. Smith
AOS
$8.55B
– –
-12,386
Closed -$592K
APH icon
843
Amphenol
APH
$185B
– –
-23,984
Closed -$580K
ATHM icon
844
Autohome
ATHM
$2.62B
– –
-7,137
Closed -$594K
AZTA icon
845
Azenta
AZTA
$1.3B
– –
-13,363
Closed -$495K
BAH icon
846
Booz Allen Hamilton
BAH
$8.44B
– –
-5,287
Closed -$377K
BGY icon
847
BlackRock Enhanced International Dividend Trust
BGY
$509M
– –
-13,719
Closed -$75K
BWXT icon
848
BWX Technologies
BWXT
$14.4B
– –
-5,725
Closed -$329K
BYND icon
849
Beyond Meat
BYND
$274M
– –
-2,105
Closed -$313K
BZUN
850
Baozun
BZUN
$179M
– –
-8,336
Closed -$356K
32 33
34
35 36

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B. Riley Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Advisors held 926 positions worth $1.18B, up 16% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $92.6M of net new capital in Q4 2019, opening 118 new positions and adding to 449 existing holdings. Its largest new stake was Marvell Technology: 39,411 shares worth $1.05M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.6M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2019 buy was Marvell Technology: 39,411 shares worth $1.05M.
  • B. Riley Wealth Advisors added most to iShares US Treasury Bond ETF in Q4 2019, an estimated $5.3M increase.
  • B. Riley Wealth Advisors's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.6M.
  • B. Riley Wealth Advisors fully exited iShares S&P Small-Cap 600 Value ETF in Q4 2019, selling an estimated $1.92M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.18B portfolio in Q4 2019.
  • B. Riley Wealth Advisors opened 118 new positions and closed 89 in Q4 2019.
  • B. Riley Wealth Advisors's portfolio value rose 16% quarter-over-quarter to $1.18B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.