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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$1.02B
AUM Growth
+$103M
Cap. Flow
+$97.1M
Cap. Flow %
9.56%
Top 10 Hldgs %
17.19%
Holding
878
New
86
Increased
451
Reduced
246
Closed
69

Top Buys

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$14.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.87M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.05M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.52M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.67M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.17M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.84M
3
VZ icon
Verizon
VZ
+$3.14M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.09M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.88M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.71%
2 Technology 10.56%
3 Financials 7.23%
4 Healthcare 6.88%
5 Communication Services 6.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOXF icon
826
Fox Factory Holding Corp
FOXF
$818M
– –
-3,567
Closed -$295K
FXO icon
827
First Trust Financials AlphaDEX Fund
FXO
$1.1B
– –
-6,605
Closed -$210K
GLAD icon
828
Gladstone Capital
GLAD
$436M
– –
-11,014
Closed -$199K
GWW icon
829
W.W. Grainger
GWW
$59.7B
– –
-2,091
Closed -$561K
IDXX icon
830
Idexx Laboratories
IDXX
$40.9B
– –
-5,788
Closed -$1.59M
ILMN icon
831
Illumina
ILMN
$34.1B
– –
-1,483
Closed -$532K
INVA icon
832
Innoviva
INVA
$1.53B
– –
-19,100
Closed -$279K
ISCG icon
833
iShares Morningstar Small-Cap Growth ETF
ISCG
$961M
– –
-6,066
Closed -$206K
JKHY icon
834
Jack Henry & Associates
JKHY
$11.2B
– –
-3,281
Closed -$440K
LVS icon
835
Las Vegas Sands
LVS
$26.8B
– –
-3,928
Closed -$233K
MDB icon
836
MongoDB
MDB
$30.9B
– –
-1,526
Closed -$233K
MKC icon
837
McCormick & Company Non-Voting
MKC
$13.6B
– –
-5,458
Closed -$425K
MTD icon
838
Mettler-Toledo International
MTD
$27.5B
– –
-248
Closed -$210K
NSP icon
839
Insperity
NSP
$1.96B
– –
-2,846
Closed -$348K
NTNX icon
840
Nutanix
NTNX
$18.6B
– –
-8,026
Closed -$209K
PCRX icon
841
Pacira BioSciences
PCRX
$977M
– –
-5,053
Closed -$220K
PTCT icon
842
PTC Therapeutics
PTCT
$5.61B
– –
-8,697
Closed -$392K
ROK icon
843
Rockwell Automation
ROK
$47.2B
– –
-1,350
Closed -$222K
ROKU icon
844
Roku
ROKU
$23.1B
– –
-4,349
Closed -$394K
RVT icon
845
Royce Value Trust
RVT
$2.17B
– –
-76,694
Closed -$1.06M
SCHE icon
846
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
– –
-7,856
Closed -$207K
SFIX
847
Stitch Fix
SFIX
$391M
– –
-7,010
Closed -$225K
SKYY icon
848
First Trust Cloud Computing ETF
SKYY
$3.38B
– –
-4,437
Closed -$257K
SNAP icon
849
Snap
SNAP
$9.88B
– –
-16,935
Closed -$243K
SPTI icon
850
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
– –
-64,966
Closed -$2.01M
32 33
34
35 36

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B. Riley Wealth Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Advisors held 878 positions worth $1.02B, up 11% from $913M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $97.1M of net new capital in Q3 2019, opening 86 new positions and adding to 451 existing holdings. Its largest new stake was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.84M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2019 buy was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $7.87M increase.
  • B. Riley Wealth Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.84M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2019, selling an estimated $5.17M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.02B portfolio in Q3 2019.
  • B. Riley Wealth Advisors opened 86 new positions and closed 69 in Q3 2019.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $1.02B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.