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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
826
EOG Resources
EOG
$75.6B
– –
-4,934
Closed -$285K
EOS
827
Eaton Vance Enhance Equity Income Fund II
EOS
$1.12B
– –
-854
Closed -$11.5K
EPI icon
828
WisdomTree India Earnings Fund ETF
EPI
$1.97B
– –
-93
Closed -$2.09K
EPR icon
829
EPR Properties
EPR
$4.37B
– –
-1,338
Closed -$74.7K
EPU icon
830
iShares MSCI Peru and Global Exposure ETF
EPU
$556M
– –
-1,405
Closed -$50K
EQL icon
831
ALPS Equal Sector Weight ETF
EQL
$754M
– –
-261
Closed -$4.75K
EQNR icon
832
Equinor
EQNR
$105B
– –
-1,808
Closed -$55.7K
EQT icon
833
EQT Corp
EQT
$31.3B
– –
-13
Closed -$748
ERII icon
834
Energy Recovery
ERII
$356M
– –
-880
Closed -$4.33K
EMBJ
835
Embraer S.A. ADS
EMBJ
$13.3B
– –
-410
Closed -$14.9K
ERTH icon
836
Invesco MSCI Sustainable Future ETF
ERTH
$128M
– –
-350
Closed -$11.5K
ES icon
837
Eversource Energy
ES
$25.8B
– –
-2,222
Closed -$105K
ERY icon
838
Direxion Daily Energy Bear 2X ETF
ERY
$42M
– –
-2
Closed -$1.34K
ESE icon
839
ESCO Technologies
ESE
$6.73B
– –
-209
Closed -$7.24K
ESS icon
840
Essex Property Trust
ESS
$17.5B
– –
-2,149
Closed -$397K
ETB
841
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$453M
– –
-3,425
Closed -$54.7K
ETG
842
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.76B
– –
-1,506
Closed -$26.5K
ETN icon
843
Eaton
ETN
$159B
– –
-2,025
Closed -$156K
ETR icon
844
Entergy
ETR
$49.1B
– –
-1,138
Closed -$46.7K
ETV
845
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
– –
-2,583
Closed -$38.1K
ETX
846
Eaton Vance Municipal Income 2028 Term Trust
ETX
$196M
– –
-1,700
Closed -$28.6K
EUFN icon
847
iShares MSCI Europe Financials ETF
EUFN
$4.22B
– –
-2,326
Closed -$57.4K
EUO icon
848
ProShares UltraShort Euro
EUO
$33.7M
– –
-58
Closed -$981
EVF
849
Eaton Vance Senior Income Trust
EVF
$88.7M
– –
-3,500
Closed -$23.8K
EVN
850
Eaton Vance Municipal Income Trust
EVN
$411M
– –
-500
Closed -$6.37K
32 33
34
35 36

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.