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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFH icon
801
Vanguard Financials ETF
VFH
$13.7B
$509K 0.01%
5,513
-579
-10% -$48.7K
CG icon
802
Carlyle Group
CG
$18.2B
$507K 0.01%
12,466
-2,363
-16% -$77.8K
PULS icon
803
PGIM Ultra Short Bond ETF
PULS
$18.3B
$507K 0.01%
10,209
+3
+0% +$148
DOC icon
804
Healthpeak Properties
DOC
$14.9B
$506K 0.01%
25,576
-14,100
-36% -$248K
ERIC icon
805
Ericsson
ERIC
$33.7B
$506K 0.01%
+80,254
New +$407K
TRV icon
806
Travelers Companies
TRV
$78.7B
$505K 0.01%
2,652
-7,043
-73% -$1.22M
QSR icon
807
Restaurant Brands International
QSR
$25.6B
$505K 0.01%
6,414
+56
+0.9% +$3.9K
PEY icon
808
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$504K 0.01%
23,836
-3,191
-12% -$62K
IYG icon
809
iShares US Financial Services ETF
IYG
$2.21B
$502K 0.01%
8,409
-2,133
-20% -$115K
NXTG icon
810
First Trust Indxx NextG ETF
NXTG
$560M
$498K 0.01%
6,485
-1,611
-20% -$114K
SPTS icon
811
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$497K 0.01%
+17,125
New +$493K
AJXA
812
DELISTED
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
$497K 0.01%
19,870
+1,150
+6% +$28.1K
A icon
813
Agilent Technologies
A
$39.3B
$497K 0.01%
3,570
-1,711
-32% -$204K
APLE icon
814
Apple Hospitality REIT
APLE
$3.91B
$497K 0.01%
29,662
+859
+3% +$13.9K
ETSY icon
815
Etsy
ETSY
$8.2B
$496K 0.01%
6,125
-921
-13% -$65.9K
OBDC icon
816
Blue Owl Capital
OBDC
$5.56B
$496K 0.01%
32,809
+2,979
+10% +$42.3K
MRSH
817
Marsh
MRSH
$91.4B
$495K 0.01%
2,610
-591
-18% -$114K
WFRD icon
818
Weatherford International
WFRD
$6.41B
$493K 0.01%
5,043
-40
-0.8% -$3.72K
AN icon
819
AutoNation
AN
$7.13B
$492K 0.01%
3,276
-2,416
-42% -$333K
HPQ icon
820
HP
HPQ
$26.4B
$492K 0.01%
16,211
+274
+2% +$7.67K
GEHC icon
821
GE HealthCare
GEHC
$31.7B
$489K 0.01%
6,330
-1,074
-15% -$75.2K
CNP icon
822
CenterPoint Energy
CNP
$27.4B
$489K 0.01%
17,127
-1,184
-6% -$32.9K
GT icon
823
Goodyear
GT
$2.07B
$489K 0.01%
34,116
-1,925
-5% -$25.6K
DSL
824
DoubleLine Income Solutions Fund
DSL
$1.23B
$489K 0.01%
39,911
+13,286
+50% +$153K
BUD icon
825
AB InBev
BUD
$167B
$488K 0.01%
7,547
-1,612
-18% -$95.3K
31 32
33
34 35

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.