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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICLR icon
801
Icon
ICLR
$12.1B
$490K 0.01%
1,991
+681
+52% +$172K
DGT icon
802
State Street SPDR Global Dow ETF
DGT
$626M
$490K 0.01%
4,493
+58
+1% +$6.57K
AWF
803
AllianceBernstein Global High Income Fund
AWF
$877M
$489K 0.01%
50,407
+4,431
+10% +$43.7K
RMBS icon
804
Rambus
RMBS
$10.9B
$488K 0.01%
8,742
-8,835
-50% -$501K
ONTO icon
805
Onto Innovation
ONTO
$14.3B
$487K 0.01%
+3,817
New +$454K
IBKR icon
806
Interactive Brokers
IBKR
$39.5B
$486K 0.01%
22,448
+2,124
+10% +$47.3K
CDW icon
807
CDW
CDW
$19.7B
$485K 0.01%
2,405
-527
-18% -$105K
KNSL icon
808
Kinsale Capital Group
KNSL
$8.26B
$485K 0.01%
1,170
+98
+9% +$38K
XFLT
809
XAI Floating Rate & Alternative Income Trust
XFLT
$286M
$484K 0.01%
13,772
+466
+4% +$15.9K
SUN icon
810
Sunoco
SUN
$14B
$483K 0.01%
9,877
-1,774
-15% -$80.6K
RSPT icon
811
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$483K 0.01%
17,146
-834
-5% -$24.4K
GNRC icon
812
Generac Holdings
GNRC
$12.9B
$482K 0.01%
4,427
-25,538
-85% -$3.16M
YUM icon
813
Yum! Brands
YUM
$40.3B
$481K 0.01%
3,846
+184
+5% +$24.2K
GDL
814
GDL Fund
GDL
$92.1M
$479K 0.01%
61,796
+5,608
+10% +$44.2K
ENPH icon
815
Enphase Energy
ENPH
$5.52B
$477K 0.01%
3,974
-1,933
-33% -$275K
FXO icon
816
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$477K 0.01%
12,600
-30,176
-71% -$1.19M
R icon
817
Ryder
R
$10.3B
$476K 0.01%
4,451
-796
-15% -$77.5K
BAH icon
818
Booz Allen Hamilton
BAH
$8.85B
$474K 0.01%
4,336
-4,403
-50% -$506K
RJF icon
819
Raymond James Financial
RJF
$34.3B
$474K 0.01%
4,697
-3,364
-42% -$356K
QQQX icon
820
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$474K 0.01%
20,726
+31
+0.1% +$732
PLYM
821
DELISTED
Plymouth Industrial REIT
PLYM
$470K 0.01%
22,192
-450
-2% -$10.1K
WAT icon
822
Waters Corp
WAT
$38.9B
$470K 0.01%
1,712
+672
+65% +$186K
GLPI icon
823
Gaming and Leisure Properties
GLPI
$12.6B
$469K 0.01%
10,286
-4,259
-29% -$203K
BUCK icon
824
Simplify Stable Income ETF
BUCK
$489M
$468K 0.01%
18,644
-4,821
-21% -$121K
PUI icon
825
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.6M
$467K 0.01%
15,710
– –
31 32
33
34 35

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P3I
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EPW
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BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.