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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.51%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.18B
AUM Growth
+$160M
Cap. Flow
+$92.6M
Cap. Flow %
7.88%
Top 10 Hldgs %
17.13%
Holding
926
New
118
Increased
449
Reduced
243
Closed
89

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.15M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.82M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.13M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.99M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.6M
2
FISV
Fiserv Inc
FISV
+$1.95M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.92M
4
GEN icon
Gen Digital
GEN
+$1.74M
5
NWSA icon
News Corp Class A
NWSA
+$1.72M

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Financials 7.26%
3 Healthcare 7.01%
4 Communication Services 5.7%
5 Consumer Discretionary 5.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFA
801
MFA Financial
MFA
$932M
$79K 0.01%
+2,566
New +$78.3K
INSG icon
802
Inseego
INSG
$104M
$77K 0.01%
1,050
-1,250
-54% -$72.1K
PRTK
803
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$76K 0.01%
18,800
+4,700
+33% +$16.3K
TFFP
804
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$73K 0.01%
+540
New +$69.3K
ENIC icon
805
Enel Chile
ENIC
$6.03B
$71K 0.01%
14,829
– –
PTN
806
Palatin Technologies
PTN
$14.4M
$64K 0.01%
65
– –
NHLD
807
DELISTED
National Holdings Corporation
NHLD
$56K ﹤0.01%
20,721
+171
+0.8% +$457
QUAD icon
808
Quad
QUAD
$479M
$53K ﹤0.01%
+11,150
New +$69.7K
ACB
809
Aurora Cannabis
ACB
$169M
$50K ﹤0.01%
191
-41
-18% -$15.3K
HYPD
810
Hyperion DeFi Inc
HYPD
$35.5M
$50K ﹤0.01%
+138
New +$36.9K
OVV icon
811
Ovintiv
OVV
$17B
$50K ﹤0.01%
2,114
+112
+6% +$2.4K
FCEL icon
812
FuelCell Energy
FCEL
$1.45B
$49K ﹤0.01%
+650
New +$11.3K
FAX
813
abrdn Asia-Pacific Income Fund
FAX
$595M
$46K ﹤0.01%
1,773
+23
+1% +$588
IBRX icon
814
ImmunityBio
IBRX
$7.15B
$46K ﹤0.01%
+12,000
New +$20.4K
XXII
815
22nd Century Group
XXII
$1.28M
– –
0
– –
BMY.RT
816
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$41K ﹤0.01%
+13,365
New +$34.8K
NDRA icon
817
ENDRA Life Sciences
NDRA
$5.65M
$39K ﹤0.01%
1
– –
NBR icon
818
Nabors Industries
NBR
$1.17B
$37K ﹤0.01%
391
– –
KA
819
DELISTED
Kineta, Inc. Common Stock
KA
$37K ﹤0.01%
+114
New +$25.6K
CHK
820
DELISTED
Chesapeake Energy Corporation
CHK
$36K ﹤0.01%
138
-11
-7% -$2.21K
MDR
821
DELISTED
McDermott International
MDR
$33K ﹤0.01%
48,170
+28,602
+146% +$36.6K
CBAY
822
DELISTED
Cymabay Therapeutics
CBAY
$32K ﹤0.01%
15,825
-8,100
-34% -$30.4K
AQMS icon
823
Aqua Metals
AQMS
$9.78M
$30K ﹤0.01%
198
– –
VUZI icon
824
Vuzix
VUZI
$178M
$30K ﹤0.01%
14,500
– –
VSTM icon
825
Verastem
VSTM
$528M
$27K ﹤0.01%
+1,667
New +$24K
31 32
33
34 35

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B. Riley Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Advisors held 926 positions worth $1.18B, up 16% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $92.6M of net new capital in Q4 2019, opening 118 new positions and adding to 449 existing holdings. Its largest new stake was Marvell Technology: 39,411 shares worth $1.05M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.6M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2019 buy was Marvell Technology: 39,411 shares worth $1.05M.
  • B. Riley Wealth Advisors added most to iShares US Treasury Bond ETF in Q4 2019, an estimated $5.3M increase.
  • B. Riley Wealth Advisors's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.6M.
  • B. Riley Wealth Advisors fully exited iShares S&P Small-Cap 600 Value ETF in Q4 2019, selling an estimated $1.92M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.18B portfolio in Q4 2019.
  • B. Riley Wealth Advisors opened 118 new positions and closed 89 in Q4 2019.
  • B. Riley Wealth Advisors's portfolio value rose 16% quarter-over-quarter to $1.18B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.