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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$103M
Cap. Flow
+$97.1M
Cap. Flow %
9.56%
Top 10 Hldgs %
17.19%
Holding
878
New
86
Increased
451
Reduced
246
Closed
69

Top Buys

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$14.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.87M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.05M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.52M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.67M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.17M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.84M
3
VZ icon
Verizon
VZ
+$3.14M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.09M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 10.51%
2 Financials 7.15%
3 Healthcare 6.88%
4 Communication Services 6.07%
5 Consumer Discretionary 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXLG icon
801
Destination XL Group
DXLG
$32.9M
$25K ﹤0.01%
14,690
– –
NDRA icon
802
ENDRA Life Sciences
NDRA
$5.65M
$25K ﹤0.01%
1
– –
ALJJ
803
DELISTED
ALJ Regional Holdings Inc
ALJJ
$21K ﹤0.01%
15,044
– –
STAB
804
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$16K ﹤0.01%
+15,588
New +$21K
TLGT
805
DELISTED
Teligent, Inc
TLGT
$13K ﹤0.01%
1,270
– –
ASNA
806
DELISTED
Ascena Retail Group, Inc.
ASNA
$11K ﹤0.01%
2,074
– –
LLEX
807
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$10K ﹤0.01%
27,776
-499
-2% -$192
NHLDW
808
DELISTED
National Holdings Corporation Warrants
NHLDW
$4K ﹤0.01%
17,550
– –
AAP icon
809
Advance Auto Parts
AAP
$3.53B
– –
-2,344
Closed -$362K
ABEV icon
810
Ambev
ABEV
$47.9B
– –
-11,737
Closed -$55K
ALGN icon
811
Align Technology
ALGN
$12.9B
– –
-906
Closed -$250K
AMZA icon
812
InfraCap MLP ETF
AMZA
$466M
– –
-1,102
Closed -$62K
ANET icon
813
Arista Networks
ANET
$199B
– –
-12,880
Closed -$210K
BKT icon
814
BlackRock Income Trust
BKT
$331M
– –
-4,824
Closed -$86K
BMRN icon
815
BioMarin Pharmaceuticals
BMRN
$11.9B
– –
-3,030
Closed -$261K
COR icon
816
Cencora
COR
$62B
– –
-2,765
Closed -$236K
CRSP icon
817
CRISPR Therapeutics
CRSP
$4.69B
– –
-7,679
Closed -$362K
CYBR
818
DELISTED
CyberArk
CYBR
– –
-2,771
Closed -$355K
DECK icon
819
Deckers Outdoor
DECK
$14.1B
– –
-10,758
Closed -$316K
DOMO icon
820
Domo
DOMO
$171M
– –
-8,400
Closed -$230K
ELDN icon
821
Eledon Pharmaceuticals
ELDN
$255M
– –
-15,000
Closed -$273K
EOS
822
Eaton Vance Enhance Equity Income Fund II
EOS
$1.11B
– –
-18,900
Closed -$322K
EVG
823
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
– –
-191,986
Closed -$2.49M
FEM icon
824
First Trust Emerging Markets AlphaDEX Fund
FEM
$717M
– –
-10,510
Closed -$265K
FEP icon
825
First Trust Europe AlphaDEX Fund
FEP
$515M
– –
-5,896
Closed -$208K
31 32
33
34 35

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B. Riley Wealth Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Advisors held 878 positions worth $1.02B, up 11% from $913M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $97.1M of net new capital in Q3 2019, opening 86 new positions and adding to 451 existing holdings. Its largest new stake was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.84M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2019 buy was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $7.87M increase.
  • B. Riley Wealth Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.84M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2019, selling an estimated $5.17M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.02B portfolio in Q3 2019.
  • B. Riley Wealth Advisors opened 86 new positions and closed 69 in Q3 2019.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $1.02B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.