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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTBL
801
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
– –
-8,000
Closed -$37K
AAIC
802
DELISTED
Arlington Asset Investment Corp.
AAIC
– –
-3,900
Closed -$103K
FEO
803
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
– –
-3,667
Closed -$66K
NUAN
804
DELISTED
Nuance Communications, Inc.
NUAN
– –
-10,477
Closed -$138K
S
805
DELISTED
Sprint Corporation
S
– –
-5,674
Closed -$61K
AVP
806
DELISTED
Avon Products, Inc.
AVP
– –
-4,347
Closed -$75K
UQM
807
DELISTED
UQM Technologies, Inc.
UQM
– –
-38,000
Closed -$81K
GPT
808
DELISTED
Gramercy Property Trust
GPT
– –
-2,058
Closed -$36K
OKS
809
DELISTED
Oneok Partners LP
OKS
– –
-3,036
Closed -$160K
JOY
810
DELISTED
Joy Global Inc
JOY
– –
-4,783
Closed -$280K
NRF
811
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-6,872
Closed -$181K
CMLP
812
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
– –
-6,238
Closed -$155K
MILL
813
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
– –
-170,000
Closed -$1.2M
CJES
814
DELISTED
C&J ENERGY SVCS LTD
CJES
– –
-5,400
Closed -$125K
DNY
815
DELISTED
DENALI FUND INC (THE) COM STK
DNY
– –
-8,147
Closed -$158K
TQNT
816
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
– –
-5,087
Closed -$42K
BAGL
817
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
– –
-7,700
Closed -$112K
EQU
818
DELISTED
EQUAL ENERGY LTD COM
EQU
– –
-20,000
Closed -$107K
LIFE
819
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-1,900
Closed -$144K
HSA
820
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
– –
-22,638
Closed -$150K
CYS
821
DELISTED
CYS Investments Inc.
CYS
– –
-6,252
Closed -$46K
LNKD
822
DELISTED
LinkedIn Corporation
LNKD
– –
-1,044
Closed -$226K
LLEN
823
DELISTED
L & L ENERGY INC COM STK (NV)
LLEN
– –
-67,000
Closed -$113K
POM
824
DELISTED
PEPCO HOLDINGS, INC.
POM
– –
-5,938
Closed -$114K
29 30 31 32
33

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.