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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIXY icon
776
ProShares VIX Short-Term Futures ETF
VIXY
$191M
$532K 0.01%
+8,575
New +$692K
PDD icon
777
Pinduoduo
PDD
$130B
$530K 0.01%
+3,625
New +$440K
XSD icon
778
State Street SPDR S&P Semiconductor ETF
XSD
$2.93B
$529K 0.01%
2,354
-458
-16% -$90K
PLYM
779
DELISTED
Plymouth Industrial REIT
PLYM
$527K 0.01%
21,702
-490
-2% -$10.7K
TPR icon
780
Tapestry
TPR
$31.5B
$527K 0.01%
+14,323
New +$441K
BUFQ icon
781
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.54B
$526K 0.01%
19,482
-788
-4% -$20.5K
ACLS icon
782
Axcelis
ACLS
$4.29B
$526K 0.01%
4,053
-49
-1% -$6.75K
OMC icon
783
Omnicom Group
OMC
$22.4B
$525K 0.01%
6,020
-122
-2% -$9.62K
RCL icon
784
Royal Caribbean
RCL
$87.1B
$523K 0.01%
4,042
-779
-16% -$79.4K
SQQQ icon
785
ProShares UltraPro Short QQQ
SQQQ
$1.7B
$523K 0.01%
1,555
+977
+169% +$425K
WDAY icon
786
Workday
WDAY
$42.3B
$522K 0.01%
1,892
-525
-22% -$125K
DGT icon
787
State Street SPDR Global Dow ETF
DGT
$626M
$522K 0.01%
4,387
-106
-2% -$11.9K
XONE icon
788
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
$828M
$522K 0.01%
10,431
-155
-1% -$7.71K
K
789
DELISTED
Kellanova
K
$521K 0.01%
9,327
-929
-9% -$48.5K
ACV
790
Virtus Diversified Income & Convertible Fund
ACV
$284M
$521K 0.01%
24,621
+1,062
+5% +$20.2K
PJUN icon
791
Innovator US Equity Power Buffer ETF June
PJUN
$975M
$519K 0.01%
15,557
-2,300
-13% -$73.9K
ACGL icon
792
Arch Capital
ACGL
$33.9B
$519K 0.01%
6,986
-1,034
-13% -$84.5K
AFL icon
793
Aflac
AFL
$63.7B
$516K 0.01%
6,250
-914
-13% -$73.7K
DFS
794
DELISTED
Discover Financial Services
DFS
$515K 0.01%
4,585
-3,391
-43% -$313K
IJJ icon
795
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$513K 0.01%
4,497
+29
+0.6% +$2.98K
GSY icon
796
Invesco Ultra Short Duration ETF
GSY
$3.9B
$511K 0.01%
10,246
-1,987
-16% -$99K
SMDV icon
797
ProShares Russell 2000 Dividend Growers ETF
SMDV
$710M
$510K 0.01%
7,839
+233
+3% +$13.7K
CNI icon
798
Canadian National Railway
CNI
$77B
$510K 0.01%
4,056
-100
-2% -$11.3K
CRH icon
799
CRH
CRH
$65.8B
$509K 0.01%
7,246
-2,115
-23% -$128K
VIOO icon
800
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.29B
$509K 0.01%
5,129
-187
-4% -$16.7K
30 31
32
33 34

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.