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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEP icon
776
Innovator US Equity Power Buffer ETF September
PSEP
$846M
$513K 0.01%
15,819
+6,586
+71% +$217K
CRH icon
777
CRH
CRH
$65.8B
$512K 0.01%
9,361
+5,508
+143% +$313K
DAUG icon
778
FT Vest US Equity Deep Buffer ETF August
DAUG
$373M
$511K 0.01%
15,450
-675
-4% -$22.9K
TPVG icon
779
TriplePoint Venture Growth BDC
TPVG
$193M
$511K 0.01%
48,852
+13
+0% +$148
KVUE icon
780
Kenvue
KVUE
$37.5B
$511K 0.01%
+25,440
New +$589K
QCLN icon
781
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$627M
$510K 0.01%
11,975
-1,593
-12% -$77.8K
BUFQ icon
782
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.54B
$510K 0.01%
+20,270
New +$512K
DRI icon
783
Darden Restaurants
DRI
$23.4B
$510K 0.01%
3,561
-1,027
-22% -$163K
KR icon
784
Kroger
KR
$35.4B
$509K 0.01%
11,364
+857
+8% +$40.3K
RIVN icon
785
Rivian
RIVN
$22.8B
$507K 0.01%
20,885
+5,696
+38% +$133K
BUD icon
786
AB InBev
BUD
$167B
$506K 0.01%
9,159
+365
+4% +$20.7K
PULS icon
787
PGIM Ultra Short Bond ETF
PULS
$18.3B
$505K 0.01%
10,206
+130
+1% +$6.42K
GEHC icon
788
GE HealthCare
GEHC
$31.7B
$504K 0.01%
7,404
-738
-9% -$53.7K
FAPR icon
789
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
$502K 0.01%
15,565
-3,550
-19% -$117K
SSD icon
790
Simpson Manufacturing
SSD
$8.08B
$501K 0.01%
3,343
+1,430
+75% +$217K
BCC icon
791
Boise Cascade
BCC
$3.04B
$500K 0.01%
4,857
-1,084
-18% -$112K
VTRS icon
792
Viatris
VTRS
$20.6B
$499K 0.01%
50,658
+8,714
+21% +$90.7K
TDIV icon
793
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.4B
$498K 0.01%
8,885
+4,780
+116% +$279K
LWLG icon
794
Lightwave Logic
LWLG
$1.22B
$498K 0.01%
111,314
-1,775
-2% -$11.3K
FIS icon
795
Fidelity National Information Services
FIS
$22.9B
$495K 0.01%
8,955
+1,592
+22% +$91.6K
FJUN icon
796
FT Vest US Equity Buffer ETF June
FJUN
$1.39B
$494K 0.01%
12,197
+516
+4% +$21.5K
APIE icon
797
ActivePassive International Equity ETF
APIE
$1.16B
$494K 0.01%
20,279
+7,980
+65% +$202K
VOD icon
798
Vodafone
VOD
$36.3B
$494K 0.01%
52,092
-7,886
-13% -$74.7K
VFH icon
799
Vanguard Financials ETF
VFH
$13.7B
$492K 0.01%
6,092
-290
-5% -$24.2K
CNP icon
800
CenterPoint Energy
CNP
$27.4B
$492K 0.01%
18,311
-174
-0.9% -$5.03K
30 31
32
33 34

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.