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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXAS
776
DELISTED
Exact Sciences
EXAS
$504K 0.02%
5,060
-25
-0.5% -$2.64K
PDI icon
777
PIMCO Dynamic Income Fund
PDI
$7.35B
$503K 0.02%
18,918
+177
+0.9% +$4.97K
PID icon
778
Invesco International Dividend Achievers ETF
PID
$923M
$502K 0.02%
28,521
-1,513
-5% -$26.9K
FDT icon
779
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.29B
$499K 0.02%
8,182
+800
+11% +$50.3K
GIS icon
780
General Mills
GIS
$19.2B
$499K 0.02%
8,337
+500
+6% +$29.5K
HCA icon
781
HCA Healthcare
HCA
$88B
$499K 0.02%
2,075
+771
+59% +$188K
NFJ
782
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$499K 0.02%
33,601
+3,307
+11% +$50.7K
PENN icon
783
PENN Entertainment
PENN
$2.67B
$499K 0.02%
8,994
+334
+4% +$24.6K
FPF
784
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$498K 0.02%
19,881
+5,749
+41% +$147K
TPL icon
785
Texas Pacific Land
TPL
$28B
$498K 0.02%
3,546
-90
-2% -$14K
SHYD icon
786
VanEck Short High Yield Muni ETF
SHYD
$451M
$495K 0.02%
19,687
+634
+3% +$16.1K
VSGX icon
787
Vanguard ESG International Stock ETF
VSGX
$6.55B
$494K 0.02%
7,994
– –
SHV icon
788
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$493K 0.02%
4,462
-45,670
-91% -$5.05M
CMS icon
789
CMS Energy
CMS
$22.5B
$492K 0.02%
8,237
-369
-4% -$23K
USRT icon
790
iShares Core US REIT ETF
USRT
$4.66B
$492K 0.02%
8,376
+590
+8% +$35.9K
PMF
791
DELISTED
PIMCO Municipal Income Fund
PMF
$491K 0.02%
33,559
+8,518
+34% +$129K
ZBH icon
792
Zimmer Biomet
ZBH
$18.8B
$491K 0.02%
3,422
+1
+0% +$147
HYT icon
793
BlackRock Corporate High Yield Fund
HYT
$1.36B
$489K 0.02%
40,074
-1,356
-3% -$16.8K
IYG icon
794
iShares US Financial Services ETF
IYG
$2.19B
$489K 0.02%
7,794
-252
-3% -$15.8K
VTEB icon
795
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$489K 0.02%
8,928
+3,364
+60% +$186K
PXE icon
796
Invesco Energy Exploration & Production ETF
PXE
$83.4M
$486K 0.02%
25,685
+858
+3% +$14.2K
MAXR
797
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$486K 0.02%
17,147
-539
-3% -$17.3K
KR icon
798
Kroger
KR
$35.7B
$485K 0.02%
12,009
+1,037
+9% +$43.5K
SUB icon
799
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$480K 0.02%
4,457
+1,298
+41% +$140K
MPLX icon
800
MPLX
MPLX
$59.8B
$476K 0.02%
16,696
+1,316
+9% +$37.3K
30 31
32
33 34

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.