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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-15.09%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
-$3.59M
Cap. Flow
+$238M
Cap. Flow %
20.35%
Top 10 Hldgs %
18.69%
Holding
933
New
96
Increased
422
Reduced
253
Closed
142

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$18.9M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$17.1M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.83M
5
GLD icon
SPDR Gold Trust
GLD
+$8.9M

Top Sells

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$16.3M
2
DVY icon
iShares Select Dividend ETF
DVY
+$9.1M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.92M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.18M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.95M

Sector Composition

Rank Sector Weight
1 Technology 11.92%
2 Healthcare 7.29%
3 Financials 6.33%
4 Consumer Discretionary 5.76%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQMS icon
776
Aqua Metals
AQMS
$8.82M
$18K ﹤0.01%
198
– –
NDRA icon
777
ENDRA Life Sciences
NDRA
$5.31M
$17K ﹤0.01%
1
– –
VUZI icon
778
Vuzix
VUZI
$200M
$17K ﹤0.01%
13,700
-800
-6% -$1.33K
CBAY
779
DELISTED
Cymabay Therapeutics
CBAY
$16K ﹤0.01%
10,275
-5,550
-35% -$9.32K
JMF
780
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$15K ﹤0.01%
+10,130
New +$58.5K
ENLC
781
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$14K ﹤0.01%
+12,406
New +$48.8K
DMK
782
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$14K ﹤0.01%
536
– –
COCP icon
783
Cocrystal Pharma
COCP
$13M
$10K ﹤0.01%
1,061
– –
NBR icon
784
Nabors Industries
NBR
$1.25B
$10K ﹤0.01%
515
+124
+32% +$11.4K
ALJJ
785
DELISTED
ALJ Regional Holdings Inc
ALJJ
$10K ﹤0.01%
15,044
– –
DXLG icon
786
Destination XL Group
DXLG
$30.4M
$6K ﹤0.01%
14,690
– –
TEUM
787
DELISTED
Pareteum Corporation
TEUM
$6K ﹤0.01%
12,800
-2,501
-16% -$1.49K
LLEX
788
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$5K ﹤0.01%
26,675
-1,100
-4% -$293
TLGT
789
DELISTED
Teligent, Inc
TLGT
$4K ﹤0.01%
1,270
– –
CHK
790
DELISTED
Chesapeake Energy Corporation
CHK
$4K ﹤0.01%
106
-32
-23% -$2.81K
NHLDW
791
DELISTED
National Holdings Corporation Warrants
NHLDW
$2K ﹤0.01%
17,550
– –
ACGL icon
792
Arch Capital
ACGL
$34.5B
– –
-6,218
Closed -$267K
ACV
793
Virtus Diversified Income & Convertible Fund
ACV
$278M
– –
-22,758
Closed -$560K
AL
794
DELISTED
Air Lease Corp
AL
– –
-5,673
Closed -$271K
ALB icon
795
Albemarle
ALB
$14B
– –
-3,190
Closed -$234K
ALL icon
796
Allstate
ALL
$67.6B
– –
-2,168
Closed -$244K
ALLY icon
797
Ally Financial
ALLY
$13.4B
– –
-11,028
Closed -$337K
AWI icon
798
Armstrong World Industries
AWI
$7.58B
– –
-2,796
Closed -$263K
BAC.PRL icon
799
Bank of America Series L
BAC.PRL
$3.97B
– –
-153
Closed -$222K
BBY icon
800
Best Buy
BBY
$18B
– –
-2,760
Closed -$243K
30 31
32
33 34

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B. Riley Wealth Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, B. Riley Wealth Advisors held 933 positions worth $1.17B, down 0.31% from $1.18B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors deployed $238M of net new capital in Q1 2020, opening 96 new positions and adding to 422 existing holdings. Its largest new stake was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 287,435 shares worth $7.02M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $9.1M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2020 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 287,435 shares worth $7.02M.
  • B. Riley Wealth Advisors added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2020, an estimated $18.9M increase.
  • B. Riley Wealth Advisors's biggest Q1 2020 reduction was iShares Select Dividend ETF, cutting an estimated $9.1M.
  • B. Riley Wealth Advisors fully exited iShares Yield Optimized Bond ETF in Q1 2020, selling an estimated $16.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $1.17B portfolio in Q1 2020.
  • B. Riley Wealth Advisors opened 96 new positions and closed 142 in Q1 2020.
  • B. Riley Wealth Advisors's portfolio value fell 0.31% quarter-over-quarter to $1.17B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2020, filed 6 May 2020.