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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.51%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.18B
AUM Growth
+$160M
Cap. Flow
+$92.6M
Cap. Flow %
7.88%
Top 10 Hldgs %
17.13%
Holding
926
New
118
Increased
449
Reduced
243
Closed
89

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.15M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.82M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.13M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.99M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.6M
2
FISV
Fiserv Inc
FISV
+$1.95M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.92M
4
GEN icon
Gen Digital
GEN
+$1.74M
5
NWSA icon
News Corp Class A
NWSA
+$1.72M

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Financials 7.26%
3 Healthcare 7.01%
4 Communication Services 5.7%
5 Consumer Discretionary 5.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
776
DELISTED
Marathon Oil Corporation
MRO
$151K 0.01%
11,050
-1,928
-15% -$23.5K
OCSI
777
DELISTED
Oaktree Strategic Income Corporation
OCSI
$148K 0.01%
18,000
-6,500
-27% -$53.2K
ALDX icon
778
Aldeyra Therapeutics
ALDX
$97.1M
$146K 0.01%
25,100
+2,650
+12% +$15.3K
GAB icon
779
Gabelli Equity Trust
GAB
$1.73B
$142K 0.01%
23,841
+236
+1% +$1.4K
JFR icon
780
Nuveen Floating Rate Income Fund
JFR
$1.23B
$142K 0.01%
13,841
+897
+7% +$8.62K
NEPH icon
781
Nephros
NEPH
$35.2M
$142K 0.01%
14,254
-11,878
-45% -$106K
BRG
782
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$139K 0.01%
+11,477
New +$137K
HIE
783
DELISTED
Miller/Howard High Income Equity Fund
HIE
$137K 0.01%
12,160
– –
BHAT
784
DELISTED
Blue Hat Interactive Entertainment Technology
BHAT
$134K 0.01%
1
– –
PEI
785
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$132K 0.01%
+1,650
New +$137K
ATAXZ
786
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$132K 0.01%
17,143
+16
+0.1% +$123
TMQ
787
Trilogy Metals
TMQ
$504M
$129K 0.01%
49,570
+3,120
+7% +$6.04K
PNNT
788
Pennant Park Investment Corp
PNNT
$220M
$127K 0.01%
19,345
+883
+5% +$5.49K
USAS
789
Americas Gold and Silver
USAS
$1.24B
$127K 0.01%
16,000
+8,000
+100% +$57.1K
NHS
790
Neuberger High Yield Strategies Fund Inc
NHS
$250M
$125K 0.01%
10,093
+78
+0.8% +$939
JPS
791
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$116K 0.01%
11,561
-213
-2% -$2.13K
TGTX icon
792
TG Therapeutics
TGTX
$8.19B
$115K 0.01%
10,400
+100
+1% +$760
IGA
793
Voya Global Advantage and Premium Opportunity Fund
IGA
$155M
$113K 0.01%
10,698
+198
+2% +$2.06K
AWP
794
abrdn Global Premier Properties Fund
AWP
$376M
$111K 0.01%
5,751
-1,227
-18% -$23.5K
ETJ
795
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$109K 0.01%
11,652
-1,545
-12% -$14.4K
IGR
796
CBRE Global Real Estate Income Fund
IGR
$719M
$98K 0.01%
12,108
+69
+0.6% +$547
EXK
797
Endeavour Silver
EXK
$2.24B
$92K 0.01%
38,000
+6,000
+19% +$13.6K
CEN
798
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$92K 0.01%
+1,451
New +$93.2K
FPI
799
Farmland Partners
FPI
$415M
$84K 0.01%
12,414
– –
APPS icon
800
Digital Turbine
APPS
$982M
$80K 0.01%
+11,205
New +$83.3K
30 31
32
33 34

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B. Riley Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Advisors held 926 positions worth $1.18B, up 16% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $92.6M of net new capital in Q4 2019, opening 118 new positions and adding to 449 existing holdings. Its largest new stake was Marvell Technology: 39,411 shares worth $1.05M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.6M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2019 buy was Marvell Technology: 39,411 shares worth $1.05M.
  • B. Riley Wealth Advisors added most to iShares US Treasury Bond ETF in Q4 2019, an estimated $5.3M increase.
  • B. Riley Wealth Advisors's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.6M.
  • B. Riley Wealth Advisors fully exited iShares S&P Small-Cap 600 Value ETF in Q4 2019, selling an estimated $1.92M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.18B portfolio in Q4 2019.
  • B. Riley Wealth Advisors opened 118 new positions and closed 89 in Q4 2019.
  • B. Riley Wealth Advisors's portfolio value rose 16% quarter-over-quarter to $1.18B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.