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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$103M
Cap. Flow
+$97.1M
Cap. Flow %
9.56%
Top 10 Hldgs %
17.19%
Holding
878
New
86
Increased
451
Reduced
246
Closed
69

Top Buys

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$14.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.87M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.05M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.52M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.67M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.17M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.84M
3
VZ icon
Verizon
VZ
+$3.14M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.09M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 10.51%
2 Financials 7.15%
3 Healthcare 6.88%
4 Communication Services 6.07%
5 Consumer Discretionary 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBIO icon
776
Fortress Biotech
FBIO
$111M
$83K 0.01%
3,903
+216
+6% +$5.08K
TMQ
777
Trilogy Metals
TMQ
$504M
$78K 0.01%
+46,450
New +$93.7K
BGY icon
778
BlackRock Enhanced International Dividend Trust
BGY
$509M
$75K 0.01%
+13,719
New +$75.1K
PTN
779
Palatin Technologies
PTN
$14.4M
$74K 0.01%
65
– –
EXK
780
Endeavour Silver
EXK
$2.24B
$72K 0.01%
32,000
+10,000
+45% +$24.2K
AQMS icon
781
Aqua Metals
AQMS
$9.78M
$68K 0.01%
198
+61
+45% +$22.3K
ENIC icon
782
Enel Chile
ENIC
$6.03B
$63K 0.01%
14,829
+1,757
+13% +$7.71K
PRTK
783
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$61K 0.01%
+14,100
New +$56.4K
WKHS icon
784
Workhorse Group
WKHS
$33.4M
$59K 0.01%
+6
New +$64.3K
TGTX icon
785
TG Therapeutics
TGTX
$8.19B
$58K 0.01%
10,300
-100
-1% -$697
NHLD
786
DELISTED
National Holdings Corporation
NHLD
$57K 0.01%
20,550
– –
USAS
787
Americas Gold and Silver
USAS
$1.24B
$51K 0.01%
+8,000
New +$59.2K
SOGO
788
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
$51K 0.01%
+10,200
New +$43.7K
OVV icon
789
Ovintiv
OVV
$17B
$47K ﹤0.01%
+2,002
New +$45.8K
FAX
790
abrdn Asia-Pacific Income Fund
FAX
$592M
$45K ﹤0.01%
1,750
+16
+0.9% +$403
RIG icon
791
Transocean
RIG
$5.48B
$45K ﹤0.01%
10,128
-779
-7% -$4.13K
CLIR icon
792
ClearSign Technologies
CLIR
$25.4M
$44K ﹤0.01%
3,552
-2,921
-45% -$36.3K
CHK
793
DELISTED
Chesapeake Energy Corporation
CHK
$42K ﹤0.01%
149
+13
+10% +$4.22K
MDR
794
DELISTED
McDermott International
MDR
$40K ﹤0.01%
19,568
-12,775
-39% -$78.5K
NBR icon
795
Nabors Industries
NBR
$1.17B
$37K ﹤0.01%
+391
New +$44K
VUZI icon
796
Vuzix
VUZI
$178M
$34K ﹤0.01%
14,500
-1,100
-7% -$2.54K
SCYX icon
797
SCYNEXIS
SCYX
$37.4M
$28K ﹤0.01%
324
-51
-14% -$4.66K
COCP icon
798
Cocrystal Pharma
COCP
$12M
$27K ﹤0.01%
1,061
– –
DMK
799
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$27K ﹤0.01%
536
+123
+30% +$8.84K
ZN
800
DELISTED
Zion Oil & Gas, Inc.
ZN
$26K ﹤0.01%
102,500
– –
30 31
32
33 34

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B. Riley Wealth Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Advisors held 878 positions worth $1.02B, up 11% from $913M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $97.1M of net new capital in Q3 2019, opening 86 new positions and adding to 451 existing holdings. Its largest new stake was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.84M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2019 buy was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $7.87M increase.
  • B. Riley Wealth Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.84M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2019, selling an estimated $5.17M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.02B portfolio in Q3 2019.
  • B. Riley Wealth Advisors opened 86 new positions and closed 69 in Q3 2019.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $1.02B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.