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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCV
776
Virtus Convertible & Income Fund
NCV
$375M
– –
-1,223
Closed -$47K
NUE icon
777
Nucor
NUE
$60.5B
– –
-3,361
Closed -$179K
NVG icon
778
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
– –
-5,296
Closed -$66K
OVV icon
779
Ovintiv
OVV
$16.4B
– –
-1,490
Closed -$134K
PAAS icon
780
Pan American Silver
PAAS
$18.2B
– –
-8,848
Closed -$104K
PBA icon
781
Pembina Pipeline
PBA
$29B
– –
-2,734
Closed -$96K
PBT
782
Permian Basin Royalty Trust
PBT
$1.31B
– –
-4,129
Closed -$53K
PCN
783
PIMCO Corporate & Income Strategy Fund
PCN
$870M
– –
-10,822
Closed -$171K
PEO
784
Adams Natural Resources Fund
PEO
$726M
– –
-6,789
Closed -$179K
PTY icon
785
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
– –
-4,002
Closed -$69K
RCL icon
786
Royal Caribbean
RCL
$86.5B
– –
-3,751
Closed -$178K
RWL icon
787
Invesco S&P 500 Revenue ETF
RWL
$9.67B
– –
-21,062
Closed -$768K
SAIA icon
788
Saia
SAIA
$10.9B
– –
-4,324
Closed -$139K
SEVN
789
Seven Hills Realty Trust
SEVN
$182M
– –
-10,359
Closed -$169K
ST icon
790
Sensata Technologies
ST
$6.8B
– –
-3,979
Closed -$154K
SWKS icon
791
Skyworks Solutions
SWKS
$9.73B
– –
-3,095
Closed -$88K
TAL icon
792
TAL Education Group
TAL
$5.79B
– –
-41,790
Closed -$153K
TLPH icon
793
Talphera
TLPH
$67.5M
– –
-285
Closed -$64K
VFL
794
DELISTED
abrdn National Municipal Income Fund
VFL
– –
-4,971
Closed -$58K
WIW
795
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
– –
-11,063
Closed -$125K
WOLF icon
796
Wolfspeed
WOLF
$1.14B
– –
-7,247
Closed -$453K
WSR
797
DELISTED
Whitestone REIT
WSR
– –
-4,626
Closed -$62K
WWR icon
798
Westwater Resources
WWR
$51.6M
– –
-14
Closed -$25K
NBIS
799
Nebius Group N.V.
NBIS
$43.1B
– –
-3,944
Closed -$170K
AIF
800
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-5,000
Closed -$90K
29 30 31
32
33

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P3I
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EPW
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BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.